Dhk Financial Advisors Inc

DHK Financial Advisors Inc. is a registered investment advisor founded in June 1993 by Timothy W. Dempsey, who serves as the Principal, Director, and Chief Compliance Officer. The firm offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, and retirement plans, acting as a fiduciary to clients. DHK provides customized investment solutions through discretionary and non-discretionary management, focusing on long-term investment strategies with a mix of mutual funds, ETFs, individual stocks, bonds, and alternative investments. The firm manages over $1.3 billion in client assets, with fees based on a tiered schedule ranging from 0.10% to 1.00% annually. Clients have the opportunity to place reasonable restrictions on their portfolios, and DHK may recommend redistributing investments for diversification or risk mitigation. The firm may also recommend cash positions as a hedge against market movements. DHK does not charge performance-based fees and does not manage proprietary investment funds. The firm emphasizes transparency, communication, and ethical practices, as outlined in its Code of Ethics. DHK does not accept or maintain custody of client funds, and all assets are managed at a designated custodian. The firm may recommend the use of independent managers for client portfolios, ensuring ongoing oversight and due diligence. Clients receive regular account reviews and reports, and DHK encourages open communication with clients to address any questions or concerns. The firm's investment philosophy is primarily based on asset allocation, long-term focus, and risk management.