Capital Investment Advisory Services, LLC

Capital Investment Advisory Services, LLC is a registered investment adviser based in Raleigh, North Carolina, founded in 2008. The firm specializes in providing portfolio management and supervisory services. They offer various types of advisory services, including separately managed accounts, third-party asset management programs, sub-advised accounts, and financial planning services. Clients work with Investment Adviser Representatives (IARs) to determine key factors such as investment objectives, risk tolerance, and time horizon. CIAS manages assets based on the client's profile and regularly reviews and updates model portfolios. The firm operates as a fiduciary, acting in the best interests of clients. There is no minimum account size required, but accounts may be subject to a minimum annual fee of $500, which is negotiable. CIAS charges fees based on a percentage of assets under management, typically around 2% annually. The firm does not participate in soft dollar practices and generally recommends the use of affiliated broker/dealers for trading services. Clients receive statements at least quarterly detailing holdings and activity, and CIAS does not custody client funds and securities. The firm has no disciplinary information, bankruptcy proceedings, or financial commitments that impair its ability to meet client commitments.