Dempsey Investment Management, LLC

Dempsey Investment Management, LLC is a registered investment adviser based in Burlington, Vermont, established on April 1, 2005, by Donald Dempsey. The firm offers financial planning services addressing cash flow planning, retirement planning, and insurance analysis, along with discretionary portfolio management services. Clients may grant the firm discretionary authority to manage their accounts, allowing for the purchase or sale of securities without prior approval. The firm primarily uses fundamental analysis and long-term investment strategies, offering advice on equity securities, mutual funds, and ETFs. Dempsey Investment Management charges fees based on a percentage of assets under management, with annual fees ranging from 0.50% to 1.00%, depending on the asset value. The firm does not participate in performance-based fees or side-by-side management. The minimum portfolio value for conventional investment advisory services is $250,000, with exceptions possible. Donald Dempsey, the President, is a Certified Financial Planner (CFP®) and has no disciplinary disclosures. The firm does not engage in soft dollar arrangements and does not vote proxies on behalf of clients. Clients' assets are held with a qualified custodian, and the firm exercises limited custody over funds. Donald Dempsey supervises the firm's advisory activities. For more information, contact Dempsey Investment Management at 802-497-1931.