Conifer Investments Ltd

Conifer Investments, Ltd. is a financial advisor firm established in 1991 and owned by Carolyn A. Paldino since 2008. The firm manages assets totaling $358.0 million across 56 accounts, with $279.1 million in non-discretionary accounts and $78.9 million in discretionary accounts. Conifer provides investment advisory services to individuals, families, trusts, and endowments, offering a range of investments including individual securities, ETFs, mutual funds, private investment funds, and separate accounts. The firm may also provide advice on non-securities matters like wealth transfer and estate planning. Fees are based on a tiered structure and payable quarterly, with a minimum annual fee of $3,000. Clients have the option to terminate the advisory relationship with a 30-day notice. The firm reviews accounts monthly, provides detailed quarterly reports, and communicates with clients regularly. There is no minimum account size requirement, and client assets are held at a third-party custodian. Conifer has the authority to vote proxies in the best interest of clients and follows a code of ethics aligned with CFA Institute standards. The firm's investment analysis includes asset allocation strategies based on client objectives and risk tolerance, utilizing fundamental, technical, and cyclical methodologies. Conifer Investments does not have any disciplinary or financial disclosure items. Key staff members hold relevant degrees and certifications such as CFA and CFP.