Wealthspire Advisors

Wealthspire Advisors, formerly known as Private Capital Group, LLC, is an SEC-registered investment advisory firm that has been providing services since 2003. It is a subsidiary of NFP Corp. The firm offers Private Wealth Management Services, Financial Planning Services, Endowment Consulting Services, and Retirement Plan Consulting Services. Wealthspire creates or selects portfolios for clients based on various criteria and conducts annual reviews. Clients have access to independent institutional investment managers and services. The firm may recommend insurance products through licensed insurance agents who may earn commissions, presenting a conflict of interest. Wealthspire does not accept performance-based fees or engage in side-by-side management. Clients can impose reasonable restrictions on investing, subject to certain limitations. The firm charges advisory fees based on a percentage of assets under management or a tiered schedule. Wealthspire generally recommends Fidelity and Schwab for custodial services. The firm does not vote proxies on behalf of clients and does not handle class action settlements. Clients can contact the Chief Compliance Officer for complaints or privacy policy inquiries. For further details, clients can contact Wealthspire Advisors directly.