G.b. Allen Associates, Inc.

GB Allen Associates, Inc. is a New Jersey and Florida registered advisory firm founded by George Allen, a Certified Public Accountant with over 30 years of experience in investment management. The firm primarily offers fee-only investment management services, customizing portfolios based on individual client objectives and goals. Clients have the option to request investment restrictions, and GB Allen recommends broker-dealers based on factors like financial strength and service quality. The firm charges advisory fees of approximately 1% of the gross account value annually, prorated and paid quarterly. Clients may negotiate fees based on account size and service levels. GB Allen does not charge performance-based fees and serves individuals, trusts, estates, and businesses with no minimum account size requirement. The firm's investment strategies involve fundamental and technical analysis to select suitable securities for client portfolios. Clients grant GB Allen investment discretion, allowing the firm to make transactions without prior consent, though clients can request limitations. The firm does not maintain physical custody of client assets and engages SEC-registered custodians. George Allen oversees the firm's investment advisory representatives, ensuring compliance with regulations and supervisory procedures. The firm has no disciplinary history and provides accounting services through an affiliated firm, GB Allen Castro & Associates CPA, PA.