Top 10 financial advisors in Southlake, TX
We've curated a list of the best financial advisors in Southlake, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $508,599,590 Number of advisors 13 advisors | |||
| 2 | Assets under management $290,353,000 Number of advisors 10 advisors | |||
| 3 | Assets under management $266,809,928 Number of advisors 4 advisors | |||
| 4 | Assets under management $254,615,340 Number of advisors 7 advisors | |||
| 5 | Assets under management $234,683,077 Number of advisors 2 advisors | |||
| 6 | Assets under management $130,696,500 Number of advisors 4 advisors | |||
| 7 | Assets under management $130,501,454 Number of advisors 2 advisors | |||
| 8 | Assets under management $79,947,936 Number of advisors 4 advisors | |||
| 9 | Assets under management $61,119,581 Number of advisors 9 advisors | |||
| 10 | Assets under management $2,241,740,385 Number of advisors 48 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Southlake, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Clintsman Financial Planning
Jojenco Holdings, LLC, operating as Clintsman Financial Planning, is a Limited Liability Company established in Texas in April 2002 by Bryan Clintsman. The firm operates under the Fiduciary Standard, prioritizing clients' best interests. Services include Phase I Financial Planning and Phase II Portfolio Management, tailored to individual needs. The firm's assets under management were $508,599,590 as of December 2021. Fees are structured on a Fee-Only basis, with Phase I planning fees ranging from $2,500 to $7,500 and Phase II management fees varying based on total assets. Clients have discretion over third-party fees and can terminate agreements with notice. Clintsman FP primarily invests in mutual funds, fixed income securities, equities, securities lending, and ETFs. The firm does not participate in wrap fee programs and does not accept performance-based fees. Clients include individuals and high-net-worth individuals, with no minimum account size required. Investment strategies involve fundamental analysis and modern portfolio theory, with risks disclosed for each type of security utilized. Clintsman FP does not have any disciplinary actions, administrative proceedings, or self-regulatory organization proceedings to report. The firm does not receive economic benefits for client referrals and maintains custody of client assets through Schwab. Clintsman FP provides discretionary investment advisory services and does not vote on client securities. Financial information shows no impairments to meeting contractual commitments to clients.
$508,599,590 under management
13 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Educational Seminars/workshops
Trinity Portfolio Advisors, LLC
Trinity Portfolio Advisors, LLC is an SEC registered investment adviser established in September 2009, managing over $372 million of assets on a discretionary basis as of December 31, 2024. The firm offers financial planning, consulting, and investment management services to various clients, including individuals, pension plans, trusts, and corporations. Clients can engage TPA to manage their assets on a discretionary basis, primarily allocating investments among equities, mutual funds, and ETFs. TPA may recommend the services of Betterment for web-based portfolio management, providing automated investment management services. Clients have the ability to grant TPA discretionary authority over their accounts, allowing TPA to make investment decisions without prior client approval. TPA's investment philosophy focuses on risk management, using fundamental, technical, and cyclical analysis in its investment strategies. The firm charges fees based on a percentage of assets under management, with financial planning fees ranging from $1,500 to $250,000. TPA may receive referral fees and non-economic benefits from affiliated entities. The firm does not vote client securities or accept authority to vote on behalf of clients. TPA does not have any financial conditions that would impair its ability to meet client commitments. Clients are encouraged to review account statements and engage in regular reviews with TPA to ensure alignment with their financial goals and objectives.
$290,353,000 under management
10 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Educational Seminars/workshops
Consulting
Tl Private Wealth
Jeff Byrum is a Wealth Manager at TL Private Wealth, with a Bachelor's Degree in Sociology from the University of North Texas. He has been in the financial industry since March 2011, previously working at TD Ameritrade Inc. before joining TL Private Wealth in October 2018. Byrum has no disciplinary actions or complaints against him. He does not engage in any other business activities outside of his advisory role at TL Private Wealth and does not receive additional compensation beyond his regular salary and bonuses. As an Investment Advisor Representative, Byrum is supervised by Brad Little, the Chief Compliance Officer at TL Private Wealth. Little oversees client interactions, portfolio management, and advisory practices. Clients can contact Little at 210-722-3539 or [email protected] for any inquiries. Byrum's investment philosophy and strategies are not explicitly outlined in the brochure.
$266,809,928 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Mills Wealth Advisors, LLC
Mills Wealth Advisors, LLC is a financial advisory firm based in Southlake, Texas. It currently has approximately $254,615,340 of assets under management and employs about 7 people. Mills Wealth Advisors, LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and performance-based fees.
$254,615,340 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Selection Of Other Advisers
Consulting
Orser Capital Management LLC
Orser Capital Management LLC, established in July 2007 by Elizabeth Kathleen Orser and James B. Orser, offers fee-only investment advisory services to individuals, high net worth individuals, and pension/profit sharing plans. The firm's services include designing, implementing, and monitoring investment portfolios tailored to clients' goals, risk tolerance, and constraints. The minimum account size is $50,000, with $288,538,612 in discretionary assets under management as of December 31, 2024. Fees are up to 1.00% of assets under management, billed quarterly in arrears. OCM does not charge performance-based fees or engage in side-by-side management. Investment strategies primarily focus on asset allocation, utilizing fundamental, technical, and cyclical analyses. OCM does not guarantee future performance and reminds clients of potential market risks. The firm has no disciplinary actions, pays no referral fees, and does not vote proxies for client securities. OCM has custody of client assets to deduct management fees, with Charles Schwab & Co., Inc. as the primary custodian. The firm has full trading authority for discretionary accounts and provides ongoing account reviews and client meetings. OCM follows a Code of Ethics emphasizing client interests and compliance with securities laws. Schwab provides research and other benefits to OCM, impacting brokerage practices.
$234,683,077 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Corps Capital Advisors, LLC
Corps Capital Advisors, LLC is a Registered Investment Advisor established in June 2018 and registered in July 2019. The firm offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, businesses, and pooled investment vehicles. As a fiduciary, Corps Capital upholds a duty of loyalty, fairness, and good faith towards each client. The firm provides customized investment management services on a discretionary and non-discretionary basis, tailoring portfolios based on clients' investment objectives, risk tolerance, and other suitability factors. Investment strategies include fundamental and technical analysis methods, with a focus on long-term investments. Corps Capital manages approximately $147,808,295 in client assets as of December 31, 2024. The fee structure for investment management services ranges from 1.50% to 1.00% based on assets under management. The firm does not charge performance-based fees and does not accept compensation for the sale of securities. Clients have the option to engage in financial consulting services and may be referred to Mogul Wealth Strategies, LLC for additional financial planning services. The firm's Privacy Policy ensures the protection and confidentiality of clients' personal information. Clients are encouraged to review financial information and disclosures about the firm's financial condition.
$130,696,500 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Selection Of Other Advisers
Provident Financial Planning, LLC
Provident Financial Planning, LLC, established in 2017 by Paul Michel, is a Registered Investment Adviser offering asset management and financial planning services. The firm emphasizes building portfolios tailored to meet clients' needs, focusing on wealth preservation and growth. Services include active asset management and financial planning consulting, with a comprehensive fee structure based on assets under management. The firm does not impose a minimum account balance for opening an account and charges fees monthly based on assets managed. Clients may impose reasonable restrictions on account management and have the ability to instruct not to purchase certain securities. Investment strategies include risk-adjusted growth, income generation, and wealth preservation strategies. The firm does not charge performance-based fees and serves individuals, high net worth individuals, trusts, estates, and non-profit organizations. Provident Financial Planning does not have any disciplinary information to disclose and does not have custody of client assets. Clients may choose to direct brokerage, and the firm recommends Charles Schwab & Co. as a custodian. The firm does not vote proxies on behalf of clients and does not have any financial commitments that would impair its ability to meet client obligations.
$130,501,454 under management
2 advisors
Fee structure
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Riley Private Client LLC
Riley Private Client LLC is a financial advisory firm based in Southlake, Texas. It currently has approximately $79,947,936 of assets under management and employs about 4 people. Riley Private Client LLC uses a fee structure of a percentage of assets under your management, fixed fees and solicitor fees.
$79,947,936 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SOLICITOR FEES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Solutions 4 Wealth
Solutions 4 Wealth, Ltd is a Registered Investment Advisor established in September 2002 and has been offering discretionary asset management services since 2007. The firm specializes in asset management, financial planning, and private fund investments. Clients have the option to authorize discretionary authority for investment transactions. The firm's fee structure for asset management is negotiable, with fees billed quarterly in advance based on a percentage of assets under management. Financial planning fees may be included in the investment advisory fee or charged separately. The firm does not sponsor wrap fee programs and had approximately $171,895,666 in discretionary assets under management as of December 31, 2024. Clients are not required to have a minimum account size for investment management, but a minimum investment commitment of $150,000 is required for the S4W Multifamily Housing Fund, LP. The firm follows a "buy and hold" investment philosophy, focusing on diversified portfolios and minimizing risks. Solutions 4 Wealth does not receive external compensation for the sale of securities to clients and does not charge performance-based fees. The firm's brokerage practices include utilizing the Schwab Institutional services program for brokerage and custody services. Clients receive quarterly account statements directly from the custodian. Solutions 4 Wealth does not vote proxies for client securities and does not have any financial conditions that could impair its ability to meet commitments to clients. The firm does not have a history of bankruptcy petitions or disciplinary actions.
$61,119,581 under management
9 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Educational Seminars/workshops
Consulting
Gauge Capital
Gauge Capital is a financial advisory firm based in Southlake, Texas. It currently has approximately $2,241,740,385 of assets under management and employs about 48 people. Gauge Capital uses a fee structure of a percentage of assets under your management, performance-based fees and monitoring, transaction and other compensation from portfolio co.
$2,241,740,385 under management
48 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
MONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO
Services offered
Portfolio Management For Pooled Investment Vehicles
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Southlake, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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