Top financial advisors in Pewaukee, WI
We’ve curated a list of the best financial advisors in Pewaukee, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$365,444,265
Number of advisors
7 advisors
| $365,444,265 | 7 advisors | |
| 2 |
Assets under management
$184,097,951
Number of advisors
4 advisors
| $184,097,951 | 4 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Pewaukee, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Pewaukee. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Shakespeare Wealth Management, LLC
Shakespeare Wealth Management, LLC is a Wisconsin-based financial advisory firm established in 1999. The firm offers portfolio management services, financial planning, and consulting services tailored to individual client needs. Clients have the option to provide investment restrictions and receive ongoing portfolio monitoring and rebalancing. The firm primarily uses model portfolios to manage client assets, with a focus on diversification, asset allocation, and long-term investment strategies. For portfolio management services, Shakespeare charges an asset-based fee ranging from 0.5% to 1.5% based on the value of managed assets. The firm may waive the minimum asset requirement of $1,000,000 in certain circumstances. Clients have the option to authorize fee deductions directly from their accounts or be billed separately. Shakespeare does not engage in performance-based fees and acts as a fiduciary, prioritizing clients' best interests. The firm has custody of client assets for fee deduction purposes and may exercise limited power of attorney for trading activities with client authorization. Clients receive quarterly performance reports and account statements directly from the custodian. Shakespeare does not engage in soft dollar arrangements or receive economic benefits for client referrals. The firm does not have any financial conditions that would impair its ability to meet client commitments.
$365,444,265 under management
7 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Publication Of Periodicals Or NewslettersEducational Seminars/workshopsFortress Planning Group
Fortress Planning Group, LLC, a registered investment advisor based in Pewaukee, WI, has been providing wealth management services since 2011. The firm's team includes Scott Wellens, CFP®, Kevin Sandieson, and Brian Cayon, CFA® CPA. As a fiduciary, the firm operates under a special rule to act in clients' best interests. They focus on a consultative wealth management approach, using a four-step process to develop personalized investment plans. The firm primarily recommends mutual funds and ETFs, with a fee structure based on assets under management. Fees are calculated quarterly and are negotiable. Fortress Planning Group does not accept commissions or finder's fees and does not participate in performance-based fees or side-by-side management. The firm's investment strategies are based on Nobel Prize-winning research and Modern Portfolio Theory, aiming to provide diversified portfolios tailored to clients' risk tolerance and objectives. Clients are informed about potential conflicts of interest related to custodial relationships and are provided with quarterly statements and fee invoices. The firm does not vote on client securities proxies and does not have any financial conditions that could impair its ability to meet client commitments.
$184,097,951 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Pewaukee, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Pewaukee. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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