Top financial advisors in Pewaukee, WI
We've curated a list of the best financial advisors in Pewaukee, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $365,444,265 Number of advisors 7 advisors | |||
| 2 | Assets under management $184,097,951 Number of advisors 4 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Pewaukee, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Shakespeare Wealth Management, LLC
Shakespeare Wealth Management, LLC is a Wisconsin-based financial advisory firm established in 1999. The firm offers portfolio management services, financial planning, and consulting services tailored to individual client needs. Clients have the option to provide investment restrictions and receive ongoing portfolio monitoring and rebalancing. The firm primarily uses model portfolios to manage client assets, with a focus on diversification, asset allocation, and long-term investment strategies. For portfolio management services, Shakespeare charges an asset-based fee ranging from 0.5% to 1.5% based on the value of managed assets. The firm may waive the minimum asset requirement of $1,000,000 in certain circumstances. Clients have the option to authorize fee deductions directly from their accounts or be billed separately. Shakespeare does not engage in performance-based fees and acts as a fiduciary, prioritizing clients' best interests. The firm has custody of client assets for fee deduction purposes and may exercise limited power of attorney for trading activities with client authorization. Clients receive quarterly performance reports and account statements directly from the custodian. Shakespeare does not engage in soft dollar arrangements or receive economic benefits for client referrals. The firm does not have any financial conditions that would impair its ability to meet client commitments.
$365,444,265 under management
7 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Fortress Planning Group
Fortress Planning Group, LLC, a registered investment advisor based in Pewaukee, WI, has been providing wealth management services since 2011. The firm's team includes Scott Wellens, CFP®, Kevin Sandieson, and Brian Cayon, CFA® CPA. As a fiduciary, the firm operates under a special rule to act in clients' best interests. They focus on a consultative wealth management approach, using a four-step process to develop personalized investment plans. The firm primarily recommends mutual funds and ETFs, with a fee structure based on assets under management. Fees are calculated quarterly and are negotiable. Fortress Planning Group does not accept commissions or finder's fees and does not participate in performance-based fees or side-by-side management. The firm's investment strategies are based on Nobel Prize-winning research and Modern Portfolio Theory, aiming to provide diversified portfolios tailored to clients' risk tolerance and objectives. Clients are informed about potential conflicts of interest related to custodial relationships and are provided with quarterly statements and fee invoices. The firm does not vote on client securities proxies and does not have any financial conditions that could impair its ability to meet client commitments.
$184,097,951 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Pewaukee, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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