Top financial advisors in Delafield, WI
We’ve curated a list of the best financial advisors in Delafield, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$182,606,817
Number of advisors
3 advisors
| $182,606,817 | 3 advisors | |
| 2 |
Assets under management
$68,097,894
Number of advisors
2 advisors
| $68,097,894 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Delafield, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Delafield. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Warnke/nichols Ltd.
Warnke/Nichols Ltd. is an investment management and advisory firm established in June 1993 by Steven R. Nichols, CFA, and William R. Warnke, CFA. The firm offers discretionary and non-discretionary portfolio management services to individuals, families, corporate retirement plans, and nonprofit organizations. Discretionary management allows for investment decisions without client approval, while non-discretionary management requires client consent before transactions. The firm's investment philosophy focuses on value investing, aiming to buy stocks below their appraised value to reduce the risk of permanent capital loss. Warnke/Nichols charges fees based on a percentage of assets under management, with a tiered fee structure ranging from 1.00% to 0.50% annually. The firm also offers wrap fee programs with a minimum fee of $500 annually. Clients' invested assets total approximately $190.8 million, with $183.9 million under discretionary management and $6.8 million under non-discretionary management. Warnke/Nichols acts as a fiduciary, putting clients' interests first and providing investment advice in their best economic interest. The firm does not have physical custody of client funds but has limited custody for fee deductions. Clients receive account statements from independent custodians quarterly. The firm has a Code of Ethics and complies with the CFA Institute Code of Ethics. Proxy voting is done in clients' best economic interest, and voting records are available upon request. Warnke/Nichols has no financial commitments impairing its ability to meet client obligations and has not been involved in any bankruptcy proceedings. For more information, visit www.warnkenichols.com.
$182,606,817 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Portfolio Management For Individuals And/or Small BusinessesPavlic Investment Advisors, Inc.
Pavlic Investment Advisors, Inc. is an independent investment advisor established in 1997, with a specialization in providing discretionary investment management and financial planning services. The firm is owned by Terence V. Pavlic (20%) and the Richard and Madelyn Schiller Living Trust (80%). They cater to various clients, including individuals, trusts, estates, charitable organizations, corporations, and pension plans, focusing on directly held stock and bond securities. Clients receive personalized investment analysis, recommendations, and implementation based on their financial goals and risk tolerance. The firm exercises investment discretion, managing client portfolios according to individual investment policy guidelines. They do not guarantee investment results and emphasize continuous monitoring and client communication. For fees, Pavlic Investment Advisors charges a percentage of the client's account value quarterly, with a tiered fee structure based on the market value of the portfolio. The minimum household relationship size is $300,000, but this may be waived under certain circumstances. The firm does not receive compensation for selling securities or investment products. They do not charge performance-based fees and do not participate in wrap fee programs. The advisors at Pavlic Investment Advisors, including Richard C. Schiller, CFA, CPA, and Terence V. Pavlic, CFA, adhere to high ethical standards and have extensive educational backgrounds and experience in the financial industry. The firm does not have any disciplinary history and prioritizes client interests, independence, and integrity in their services.
$68,097,894 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Delafield, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Delafield. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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