Top financial advisors in Duluth, GA
We’ve curated a list of the best financial advisors in Duluth, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$1,344,407,956
Number of advisors
16 advisors
| $1,344,407,956 | 16 advisors | |
| 2 |
Assets under management
$503,540,902
Number of advisors
14 advisors
| $503,540,902 | 14 advisors | |
| 3 |
Assets under management
$161,779,328
Number of advisors
3 advisors
| $161,779,328 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Duluth, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Duluth. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Cornerstone Management, Inc.
Cornerstone Management, Inc. is an investment advisory firm founded in 1991 in Georgia, providing services across the United States. The firm specializes in investment advisory services for various clients, including charitable organizations, individuals, pension and profit-sharing plans, trusts, and estates. The firm's principal shareholders are Bryan C. Taylor and Tamara S. Richwine. As of December 31, 2024, Cornerstone had over $1.8 billion in assets under management, with services offered on a discretionary and non-discretionary basis. Services provided include financial planning, portfolio management, institutional client services, and retirement plan advisory services. The firm offers limited financial planning services addressing cash flow planning, retirement planning, and insurance analysis. Investment strategies include long-term purchases, short-term purchases, short sales, margin transactions, and options trading/writing. Fees are structured on a tiered scale based on a percentage of assets under management, starting at 1% and declining thereafter. The firm may negotiate fees based on specific circumstances. Cornerstone does not have performance-based fees or side-by-side management arrangements. The firm acts as a fiduciary when providing individual retirement advice and retirement plan advisory services, ensuring clients' best interests are prioritized. The firm's leadership team, including Bryan C. Taylor, Tamara S. Richwine, Winters Richwine, Chad Crawford, Kathryn R. Massoni, Colby J. Wright, Andrea P. Frant, and Elizabeth G. Caughman, oversees the operations and provides supervisory oversight. The team collaborates on investment decisions, ensuring a comprehensive approach to portfolio management.
$1,344,407,956 under management
16 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesSelection Of Other AdvisersSugarloaf Wealth Management, LLC
Sugarloaf Wealth Management, LLC is a financial advisory firm based in Duluth, Georgia. It currently has approximately $503,540,902 of assets under management and employs about 14 people. Sugarloaf Wealth Management, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$503,540,902 under management
14 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSelection Of Other AdvisersC.w. O'conner Wealth Advisors, Inc.
C. W. O'Conner Wealth Advisors, Inc. is a registered investment adviser based in Duluth, Georgia, established in 1995. The firm offers fee-only wealth management services, including financial planning and investment management. Clients can opt for wealth management services tailored to their needs or investment management services only. The firm may manage portfolios on a discretionary or non-discretionary basis, with discretionary authority allowing them to make investment decisions without client approval. Clients may also be recommended to use third-party investment advisers, with fees included in the portfolio management fee. The fee structure is based on a percentage of assets under management, with a minimum annual fee of $10,000. Advisory fees are billed quarterly in advance and can be deducted directly from the client's account. The firm does not accept performance-based fees or engage in side-by-side management. Clients include individuals, pension plans, trusts, and corporations, with no minimum account size required. The firm's investment strategies are tailored to each client's financial situation, risk tolerance, and objectives. C. W. O'Conner Wealth Advisors, Inc. does not have any disciplinary information and does not receive compensation for client referrals. Clients' funds and securities are held with independent custodians, and the firm does not vote proxies on behalf of clients.
$161,779,328 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSelection Of Other Advisers
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Duluth, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Duluth. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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