Top financial advisors in Springfield, MA
We’ve curated a list of the best financial advisors in Springfield, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$2,243,761,363
Number of advisors
40 advisors
| $2,243,761,363 | 40 advisors | |
| 2 |
Assets under management
$1,193,904,158
Number of advisors
6 advisors
| $1,193,904,158 | 6 advisors | |
| 3 |
Assets under management
$24,947,093
Number of advisors
2 advisors
| $24,947,093 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Springfield, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Springfield. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
St. Germain Investment Management
St. Germain Investment Management, Inc. is a registered investment adviser based in Springfield, MA, established in August 2010. The firm specializes in providing discretionary investment management services for individuals, businesses, non-profit organizations, and institutional clients, as well as financial planning services. Their investment strategies are tailored to individual client goals, risk profiles, and financial circumstances, with a focus on long-term growth and asset allocation. The firm offers separately managed accounts, mutual fund/ETF managed portfolios, and wrap fee advisory programs. Fees are charged as a percentage of assets under management, with a tiered fee schedule ranging from 0.60% to 1.25%. St. Germain Investment Management, Inc. does not charge performance-based fees. The firm acts as a fiduciary, putting clients' interests first, and does not have any financial commitments that could impact client obligations. Clients have the option to grant discretionary authority for investment decisions, with the firm exercising discretion in line with client objectives. St. Germain Investment Management, Inc. does not have custody of client assets, which are held at qualified custodians like Charles Schwab or Capital Group. The firm's investment analysis incorporates macroeconomic assessments, fundamental and technical analysis, and risk management strategies. Overall, St. Germain Investment Management, Inc. aims to provide transparent, client-focused investment management services tailored to individual needs and long-term financial goals.
$2,243,761,363 under management
40 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Publication Of Periodicals Or NewslettersSchwerin Boyle Capital Management, Inc
Schwerin Boyle Capital Management, Inc. is an SEC-registered investment adviser established in 1989, located in Springfield, MA. The firm specializes in individual portfolio management and privately offered pooled investment vehicles. For separately managed accounts, the firm exercises full investment discretion, primarily focusing on U.S. common stocks. The firm manages over $1.19 billion in assets as of 12/31/2022. Schwerin Boyle charges a 1.0% annual fee for portfolio management services, billed quarterly. The firm may negotiate fees with certain clients. Additionally, the firm serves as the investment adviser to Double Play, a limited partnership, and receives performance-based compensation. Schwerin Boyle acts as a fiduciary under ERISA and the Internal Revenue Code, ensuring clients' best interests are prioritized. The firm does not engage in solicitation or pay for client referrals. Clients have the option to delegate proxy voting authority to the firm. Schwerin Boyle provides regular account reviews and reports to clients, ensuring transparency and compliance with regulatory requirements. The firm does not require prepayment of fees and maintains no financial circumstances that could impair its ability to meet obligations.
$1,193,904,158 under management
6 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small BusinessesPortfolio Management For Pooled Investment VehiclesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Martinelli Portfolio Management, Inc.
Martinelli Portfolio Management, Inc. is a registered investment adviser specializing in designing and managing investment portfolios for individuals, families, retirement plans, trusts, and small business entities. Established in 1999, the firm operates on a discretionary basis, allowing clients to confer authority for investment decisions. The investment philosophy is value-based, aiming for long-term performance by acquiring securities below intrinsic value. The firm offers separate account management, allocating assets among various classes like fixed income securities, equities, mutual funds, and alternative investments. Clients can impose restrictions on investments. The minimum account size is negotiable, typically starting at $250,000. Martinelli charges an annual fee of 0.9% of the net asset value, billed quarterly. The firm does not charge performance-based fees. Clients receive monthly account statements and quarterly performance reports. The principal, Gary E. Martinelli, has a legal background and extensive experience in securities law. The firm is a fiduciary, acting in the best interests of clients. Martinelli Portfolio Management, Inc. does not compensate third parties for client referrals and has no disciplinary history. Clients grant the firm authority to vote on their securities and maintain custody through Charles Schwab & Co., Inc. The firm has a robust business continuity plan and adheres to a Code of Ethics.
$24,947,093 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small BusinessesSelection Of Other Advisers
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Springfield, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Springfield. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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