Top 10 financial advisors in Waltham, MA
We've curated a list of the best financial advisors in Waltham, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $7,465,967,800 Number of advisors 178 advisors | |||
| 2 | Assets under management $7,046,095,527 Number of advisors 89 advisors | |||
| 3 | Assets under management $833,898,354 Number of advisors 15 advisors | |||
| 4 | Assets under management $769,315,476 Number of advisors 20 advisors | |||
| 5 | Assets under management $664,613,099 Number of advisors 18 advisors | |||
| 6 | Assets under management $619,300,000 Number of advisors 13 advisors | |||
| 7 | Assets under management $534,236,647 Number of advisors 11 advisors | |||
| 8 | Assets under management $316,994,919 Number of advisors 4 advisors | |||
| 9 | Assets under management $185,812,424 Number of advisors 7 advisors | |||
| 10 | Assets under management $172,137,233 Number of advisors 8 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Waltham, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Integrated Wealth Concepts LLC
Integrated Wealth Concepts LLC is a financial advisory firm based in Waltham, Massachusetts. It currently has approximately $7,465,967,800 of assets under management and employs about 178 people. Integrated Wealth Concepts LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$7,465,967,800 under management
178 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Ballentine Partners
Ballentine Partners is a financial advisory firm based in Waltham, Massachusetts. It currently has approximately $7,046,095,527 of assets under management and employs about 89 people. Ballentine Partners uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and project fees.
$7,046,095,527 under management
89 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
PROJECT FEES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
O'brien Wealth Partners LLC
O’Brien Wealth Partners LLC, established in 1986 and based in Boston, MA, is a fee-only registered investment adviser specializing in investment strategy development, management, pension consulting, and financial planning for individuals, businesses, and nonprofits. Led by CEO and CIO Jill A. Fopiano, the firm primarily invests in mutual funds and exchange-traded funds, focusing on equity and fixed income exposure. They tailor services to clients' needs, considering goals, risk tolerance, and time horizon. O’Brien Wealth Partners manages assets totaling $833,898,354 as of 12/31/2022, with a tiered fee structure starting at 1% for amounts up to $1 million and decreasing for higher amounts. Clients' assets are managed on a discretionary basis, giving the firm authority to make investment decisions without client notification. The firm's investment philosophy emphasizes capital preservation, attractive returns, and individualized strategies based on client objectives. O’Brien Wealth Partners conducts due diligence on third-party managers and may sub-advise or recommend direct investment with them. The firm's investment strategy focuses on asset allocation, diversification, and risk management to help clients achieve their financial goals. Clients are provided with quarterly portfolio reports and have the option to review and discuss their accounts regularly. O’Brien Wealth Partners follows a Proxy Voting Policy and maintains a Code of Ethics to ensure client interests are prioritized.
$833,898,354 under management
15 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Windrose Advisors LLC
Windrose Advisors, LLC, established in 2009, is a registered investment adviser specializing in providing sophisticated financial advice to high net-worth individuals, families, charitable foundations, and pooled investment vehicles. The firm offers both discretionary and non-discretionary services, focusing on developing close relationships with clients and tailoring investment strategies to meet long-term objectives. Windrose employs a proprietary investment platform across asset classes, utilizing active and passive investing styles as needed. They also offer financial planning services, integrating strategies such as charitable giving, generational wealth transfer, and retirement planning. Windrose acts as a fiduciary, obligated to act in clients' best interests and disclose any conflicts of interest. The firm's fee structure includes an annual advisory fee of up to 1.00%, with additional fees for reporting and data aggregation. Windrose does not participate in a Wrap Fee Program and allows clients to impose restrictions on their investments. The firm manages over $3.9 billion in client assets, with a focus on risk management, diversification, and thorough due diligence on investment managers. Clients receive regular performance reports and have access to detailed investment information. Windrose does not vote on client securities proxies and does not require prepayment of fees exceeding $1,200 or more than six months in advance. Clients are encouraged to review custodial statements and communicate regularly with Windrose's team of professionals for ongoing support and education.
$769,315,476 under management
20 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Sensible Financial Planning And Management, LLC
Sensible Financial Planning & Management, LLC, established in 2005, is a registered investment adviser offering personalized portfolio management services. The firm manages assets totaling $868,696,916 on a discretionary basis across 1,653 accounts and $16,740,386 on a nondiscretionary basis across 26 accounts. Services include investment supervision and fee-only financial planning covering retirement, insurance, college savings, cash flow, debt management, employee benefits, and estate planning. Financial plans are tailored to individual client needs and goals. The firm charges flat fees ranging from $5,000 to $15,000 for financial planning and asset-based fees for portfolio management, varying from 0.16% to 1.40% annually. Sensible Financial does not engage in performance-based fees, has a minimum account size requirement of $500,000, and does not participate in wrap fee programs. Clients have the option to impose restrictions on their accounts, and the firm exercises limited investment discretion with client authorization. Sensible Financial does not vote client securities proxies and maintains no financial commitments that could impact client obligations.
$664,613,099 under management
18 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Montis Financial, LLC
Montis Financial, LLC, established in 2012, offers investment advice through financial planning and asset management services. The firm specializes in comprehensive planning and asset management for clients with $2 million or more in assets. Services include financial planning, retirement plan consulting, and investment recommendations encompassing various asset classes. Montis charges an asset-based fee ranging from 0.48% to 1.50% for comprehensive planning and asset management services, with a minimum fee of $2,500/quarter. Retirement plan consulting fees range from 0.3% to 0.8% of assets under management. The firm may recommend Schwab or Fidelity for brokerage and custodial services, considering factors like historical relationship and execution capabilities. Montis does not charge performance-based fees and does not vote client proxies. Clients maintain exclusive responsibility for voting securities. The firm does not have any financial conditions likely to impair meeting contractual commitments. Montis does not solicit fees exceeding $1,200 per client six months in advance and has not been subject to bankruptcy. Clients can impose restrictions on discretionary trading authority, and Montis does not vote client securities. For any questions, clients can contact Montis' Chief Compliance Officer, John Yanchek.
$619,300,000 under management
13 advisors
Fee structure
A percentage of assets under your management
Hourly charges
RETAINERS
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Excalibur Management Corp
Excalibur Management Corporation is an independent registered investment advisor founded in Boston in 1979. The firm specializes in serving high-net-worth individuals, families, foundations, business entities, and endowments. Their investment management services focus on maximizing risk-adjusted returns while prioritizing the safety of clients' assets. The firm offers customized multi-asset portfolios, custom equity and fixed income investing, and integrated financial planning services. Excalibur's investment strategies include fundamental and technical analysis, with a focus on risk-appropriate returns and long-term wealth creation. The firm charges fees up to 1.0% annually of account market value for investment management services, billed quarterly in arrears. Clients have the option to have fees deducted from their accounts or be billed directly. Excalibur acts as a fiduciary, obligated to act in clients' best interests and avoid conflicts of interest. The firm does not charge performance-based fees or engage in side-by-side management. Excalibur requires a minimum net worth of $1,000,000 for investment advisory services and financial planning services, with waivers granted at their discretion. The firm does not have physical custody over client accounts, which are held by qualified custodians. Clients receive quarterly statements from custodians and periodic reports from Excalibur. The firm's team includes experienced professionals with diverse backgrounds and expertise, ensuring a comprehensive approach to wealth management.
$534,236,647 under management
11 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Publication Of Periodicals Or Newsletters
Aspire Wealth Management Corporation
Aspire Wealth Management Corporation is a financial advisory firm based in Waltham, Massachusetts. It currently has approximately $316,994,919 of assets under management and employs about 4 people. Aspire Wealth Management Corporation uses a fee structure of a percentage of assets under your management and fixed fees.
$316,994,919 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
The Harvest Group
The Harvest Group Wealth Management, LLC, a registered investment adviser, was established in 2016 and is based in Waltham, MA. The firm specializes in financial planning, investment management, and wealth management services. They evaluate clients' financial situations before designing and implementing investment plans to meet their objectives. The firm manages assets on a discretionary basis, totaling $185,812,424 as of December 31, 2022. Clients are required to enter into written agreements outlining the terms of the advisory relationship. The firm charges an annual fee based on assets under management, ranging from 1.00% to 1.50%. Financial planning services are offered for a fixed fee, typically ranging from $2,500 to $50,000. The Harvest Group may recommend structured notes and exchange-traded notes to clients. They may also engage Independent Managers to manage client assets. The firm exercises investment discretion, allowing them to make decisions on behalf of clients without seeking prior consent for transactions. Clients are encouraged to review and update their financial situation and investment objectives regularly. The Harvest Group does not accept proxy voting authority and does not have financial conditions that would impair their ability to meet commitments. The firm does not have a history of legal or disciplinary events that would impact their advisory business. Clients receive regular account statements and reports from the custodian, Schwab, and are encouraged to compare them with reports from The Harvest Group. The firm has a Code of Ethics in place to ensure the highest standards of conduct among its Supervised Persons.
$185,812,424 under management
7 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Pension & Wealth Management Advisors
Pension & Wealth Management Advisors, Inc. (PWMA) is a registered investment advisor offering services to individuals, high net worth individuals, institutions, trusts, estates, retirement plans, charitable organizations, and businesses. Established in December 2019 and registered with the SEC in July 2020, PWMA acts as a fiduciary to clients. The firm provides portfolio management services on a discretionary basis, tailoring investment strategies to individual client needs. Investment options include stocks, bonds, ETFs, options, mutual funds, and alternative investments. Financial planning services cover areas such as income taxes, insurance, investments, retirement planning, and estate planning. PWMA reviews client accounts quarterly, with the option for more frequent reviews and adjustments. The firm does not engage in performance-based fees or side-by-side management. Clients include individuals, high net worth individuals, and institutions. Investment analysis methods include fundamental, technical, top-down, and bottom-up analysis. PWMA charges a 1.00% annual fee for portfolio management, with a minimum annual fee of $10,000. The firm does not participate in soft dollar benefits or directed brokerage. PWMA does not vote proxies on behalf of clients and has no adverse financial conditions or bankruptcy-related matters.
$172,137,233 under management
8 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Waltham, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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