Top financial advisors in Worcester, MA
We’ve curated a list of the best financial advisors in Worcester, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$549,380,912
Number of advisors
8 advisors
| $549,380,912 | 8 advisors | |
| 2 |
Assets under management
$410,584,150
Number of advisors
6 advisors
| $410,584,150 | 6 advisors | |
| 3 |
Assets under management
$305,457,112
Number of advisors
8 advisors
| $305,457,112 | 8 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Worcester, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Worcester. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Carr Financial Group
Carr Financial Group Corporation is a registered investment adviser based in Worcester, MA, founded in 2022 by Richard M. Carr, Benjamin W. Cauley, and Andrea L. Lucey. The firm provides investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, corporations, business entities, pension, and profit-sharing plans. Services offered include financial planning, wealth management, consulting, family office services, and retirement plan consulting. The firm primarily allocates client assets in mutual funds, ETFs, individual debt and equity securities, options, REITs, and independent investment managers. Clients have the option to engage the firm for financial planning services, wealth management services, and retirement plan consulting services. The firm acts as a fiduciary, putting clients' interests first and avoiding conflicts of interest. Clients have the option to authorize the firm to debit fees directly from their accounts. The firm does not have a minimum account size and does not receive compensation for the sale of securities. The firm's employees, including Richard M. Carr, Benjamin W. Cauley, Andrea L. Lucey, and Spencer M. Lyons, hold professional designations such as CFP and ChFC. They are supervised by Richard M. Carr and Benjamin W. Cauley. The firm does not have any disciplinary actions against it or its employees.
$549,380,912 under management
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Selection Of Other AdvisersNew Harbor Financial Group, LLC
New Harbor Financial Group, LLC is a registered investment adviser based in Worcester, MA, established as a limited liability company in 2005. The firm offers personalized investment management and wealth management services, including discretionary and non-discretionary options. They also provide financial planning services based on individual needs, charging fixed or hourly fees. Clients with at least $500,000 of assets under management can have financial planning fees waived by implementing the plan advice through the Investment Management Service. The firm primarily allocates client assets among exchange-traded funds, individual equities, individual bonds, and options. As of January 28, 2025, they manage $563,754,758 in client assets on a discretionary basis. Fees for portfolio management services range from 0.85% to 2.00% annually, billed quarterly based on the account value. New Harbor Financial Group, LLC does not accept performance-based fees, and they offer investment advisory services to various types of clients, requiring a minimum aggregate investment of $200,000. The firm follows a code of ethics, participates in proxy voting, and has a privacy policy to protect clients' information. They do not determine class action lawsuit eligibility for clients' securities.
$410,584,150 under management
6 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Cutler Capital Management
Cutler Capital Management, LLC is a Massachusetts-based investment advisory firm registered with the SEC since 2000, providing services since 2003. The firm specializes in convertible securities, financial sector investments (including community banks), and real estate investment trusts. They offer discretionary investment management services for separately managed accounts and private investment funds. For separately managed accounts, clients can choose a fixed 1.00% management fee or a performance-based fee. The minimum portfolio size is $1,000,000, with an annual minimum management fee of $3,000. Private investment funds have varying management fees and performance fees. Cutler also offers financial planning services with fees ranging from $2,500 to $6,000. The firm may receive referral fees and has arrangements with third-party lead generators. Cutler has custody of client assets and accepts limited power of attorney for discretionary trading. Clients are responsible for voting proxies for their securities. The firm has no financial commitments impairing its ability to meet client obligations. Cutler does not vote proxies for separately managed accounts but may do so for private investment funds. For further details, clients can contact the firm at 508-757-4455.
$305,457,112 under management
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Pooled Investment VehiclesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Worcester, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Worcester. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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