Gw & Wade, LLC is a financial advisory firm based in Wellesley, Massachusetts. It currently has approximately $8,891,944,719 of assets under management and employs about 87 people. Gw & Wade, LLC uses a fee structure of a percentage of assets under your management, fixed fees, commissions and 12b-1 fees.

Ampersand Capital Partners is a financial advisory firm based in Wellesley, Massachusetts. It currently has approximately $2,800,813,403 of assets under management and employs about 31 people. Ampersand Capital Partners uses a fee structure of a percentage of assets under your management and carried interest.

Wellesley Investment Advisors, a division of Wellesley Asset Management, Inc., was founded in 1991 by Greg Miller, CPA, specializing in investing in convertible bonds. As of December 31, 2024, the firm managed approximately $2.06 billion in regulatory assets on a discretionary basis and $3.71 million on a non-discretionary basis. They offer discretionary investment management services to various clients, including high net worth individuals and institutions, using convertible securities and other investment products. Fees for separately managed accounts range from 0.99% to 1.24% based on account size, with negotiable fees for accounts over $10 million. WAM acts as a fiduciary under ERISA and the IRC, ensuring client interests are prioritized. The firm may recommend rolling over retirement plan assets, disclosing any conflicts of interest that may arise. WAM faced disciplinary action in 2023 for inadequate disclosures in advertisements. The firm has a Code of Ethics ensuring client interests are paramount. WAM participates in referral programs, such as Fidelity Wealth Advisor Solutions, and pays referral fees. They do not maintain physical custody of client assets and accept discretionary authority for managing client accounts. Overall, WAM's investment strategies focus on convertible securities, with a risk of loss associated with various factors like interest rates, credit/default, and liquidity risks. Clients receive quarterly reports and monthly custodian statements. WAM does not vote proxies on behalf of clients, except for certain cases. The firm has no financial commitments impairing client obligations and has not undergone bankruptcy in the past decade.

Rose Grove Capital Management, LLC is an independent private investment firm established in 2006 and registered with the SEC. The firm manages domestic and offshore investment-related limited partnerships and separately managed accounts. The firm's investment strategy focuses on maximizing risk-adjusted returns and capital preservation. Clients can invest in various funds, each with specific investment objectives outlined in offering documents. The minimum initial investment for separately managed accounts is $50 million, with lower amounts accepted at the firm's discretion. Rose Grove charges fees based on a percentage of assets under management and may also charge performance-based fees. The firm may waive or reduce fees at its discretion. Clients are responsible for additional expenses such as trading costs and custodial fees. The firm acts as a fiduciary and has a Code of Ethics to address conflicts of interest. Rose Grove exercises investment discretion for client accounts and manages assets on a discretionary basis. The firm's investment strategy focuses on preferred equities, with investments in preferred stock, debt securities, and derivative instruments. Rose Grove reviews client accounts daily and provides regular reports to investors. The firm has not been involved in any disciplinary events. Client assets are held in custody by unaffiliated entities, and the firm complies with custody regulations. Rose Grove typically votes proxies in the best interests of clients and maintains a proxy voting policy. The firm has a strong financial standing and has not filed for bankruptcy.

Washington Trust Advisors, Inc. is a financial advisory firm operating under the Washington Trust Wealth Management® trademark. The firm specializes in providing investment advisory services and has licensed its use to its parent, affiliates, and subsidiaries. Key personnel include James S. Zoldy, Jr., CFA®, Kathleen A. Smith, CFP®, Kenneth J. Julian, Thomas N. Ellis, Jr., Peter J. Secrist, and Edward A. Gencarelli, Jr., each with extensive educational backgrounds and professional experience in finance and investments. The firm's advisors are committed to acting in the best interests of their clients and do not have any legal or disciplinary items affecting their evaluations. Clients have discretion over accepting or rejecting recommendations, and the firm has policies in place to manage conflicts of interest. The advisors receive compensation based on performance and may invest in securities recommended to clients. The minimum initial investment or account size, fee structure, and specific investment strategies are not explicitly mentioned in the brochure. Clients interested in learning more about the firm's investment philosophy and strategies are encouraged to contact the advisors directly for additional information.

The Relaxing Retirement Coach, Inc. offers personal retirement coaching and investment advice to individuals and couples to help them transition confidently to Phase 2 of their financial lives. The firm sponsors the Retirement Blueprint Management ™ Wrap Fee Program, which involves creating a custom Retirement Blueprint ™ in Phase One and implementing it in Phase Two. The program includes steps such as fund selection, implementation, recap meetings, annual reassessment, and regular reviews to maintain financial confidence. The firm charges an annualized fee based on assets under management, ranging from 1.00% to 0.70% depending on the account size. There is no minimum investment required for Retirement Blueprint Development, but a household minimum investment value of $1,000,000 is needed for the Retirement Blueprint Management Program. The firm acts as the sole Portfolio Manager, and members have direct contact with the firm for updated information. The firm is a fiduciary and adheres to a Code of Ethics emphasizing member interests, confidentiality, and unbiased advice. Regular reviews and reporting are conducted to ensure members' financial confidence. The firm does not receive referral fees or economic benefits from other professionals.

Peak Financial Management, Inc. is a registered investment adviser based in Wellesjson, Massachusetts, established in 1991 by Pran N. Tiku. The firm offers portfolio management services on a discretionary basis, tailoring investment strategies to individual client needs. Clients have the option to choose from different model portfolios based on their risk tolerance and investment goals. Additionally, the firm provides financial planning services, creating detailed financial plans to assist clients in achieving their objectives. Peak Financial Management acts as a fiduciary, obligated to act in the best interests of clients and disclose any conflicts of interest. The firm charges fees based on a percentage of assets under management, with quarterly billing in advance. Clients may also opt for financial planning services on an hourly basis. The firm does not participate in wrap fee programs and had assets under management totaling $452,743,722 as of February 5, 2025. Peak Financial Management does not accept performance-based fees and offers investment strategies such as long-term purchases and short-term purchases. The firm conducts regular reviews of client accounts and provides detailed reports to keep clients informed about their investments. Clients have the option to provide discretionary authority for asset management, allowing the firm to make trades without prior client approval.

Julex Capital Management, LLC, based in Natick, Massachusetts, is an investment advisory and research firm specializing in developing and marketing ETF and stock selection managed products and services for retail and institutional markets. Established in 2012, the firm offers continuous investment management services on a discretionary basis, as a sub-adviser, or through model portfolios. Julex's investment strategies include quantitative asset allocation models and stock selection processes aiming to deliver consistent returns in various market conditions. The firm's strategies focus on limiting losses to generate above-market returns. Julex offers various portfolio strategies such as Dynamic Sector, Dynamic Income, TrueAlpha Large Cap, and High Dividend, among others, tailored to meet different investment objectives and risk tolerances. The firm typically requires a minimum investment of $500,000 for retail clients and $1,000,000 for institutional clients, with flexibility in certain situations. Julex charges management fees ranging from 0.50% to 0.65% depending on the strategy. The firm does not utilize performance-based fees or side-by-side management. Julex acts as a fiduciary for discretionary clients and provides detailed information on investment strategies, risks, and potential conflicts of interest in its brochure. Clients are advised that all investments carry inherent risks, and performance is not guaranteed. Julex emphasizes ethical standards and transparency in its operations, with no reportable disciplinary events for its key personnel, Xianghai "Henry" Ma, CFA, PhD, and Robert A. Brown, CFA, PhD.

Argonautica Private Wealth Management, Inc. is a registered investment adviser based in Wellesley, MA, established in 2021. The firm offers personalized investment management and financial advisory services to individuals, high net worth individuals, retirement plans, non-profit organizations, and businesses. They provide services such as investment and portfolio management, financial planning, and fiduciary services for plan sponsors. Argonautica manages client portfolios on a discretionary and non-discretionary basis, tailoring services to individual needs and goals. The firm may utilize a combination of active and passive strategies, including individual equity and debt securities, ETFs, and mutual funds. Clients have the option to engage Independent Managers for asset management. The firm charges fees based on the amount of assets under management, with fees varying by investment strategy. Argonautica does not charge performance-based fees or participate in side-by-side management. The firm acts as a fiduciary and provides investment advice in clients' best interests. Clients may have investment discretion over their accounts, and the firm retains proxy voting authority. Argonautica does not have any disciplinary information to report and does not require a minimum initial investment for investment management services.