Dumont & Blake Investment Advisors LLC

Dumont & Blake Investment Advisors, LLC is an independent registered investment advisor founded in 1999 by Morley Goldberg. The firm specializes in managing investments for individuals, pension and profit-sharing plans, trusts, and business entities on a fee-only basis. Their services include managing equity, fixed income, and balanced portfolios using a disciplined investment approach. Clients have access to personalized services with direct access to the firm's principals. The firm does not act as a custodian of client assets, which are held at a custodian in the client's name. Dumont & Blake sponsors a wrap fee program with The GMS Group, LLC, and manages approximately $540 million in assets as of December 31, 2024. For fees, DBIA charges a percentage of assets under management based on a tiered structure. The firm generally requires a minimum account size of $400,000, with fees pro-rated and paid quarterly in advance. DBIA's investment strategies include a Multi-Discipline Approach for core equity, Exchange Traded Funds strategy, Enhanced Income Option Strategy, Dividend Strategy, and Tactical Strategy. The firm has a Code of Ethics, accepts discretionary authority for trading, and votes client securities. DBIA does not have any disciplinary history and has not filed for bankruptcy. Clients receive periodic account reviews and reports, and the firm does not compensate referring parties for client referrals. For more information, clients can contact DBIA directly.