Roundview Capital, LLC

Roundview Capital, LLC is an independent advisory firm founded in 2008, offering financial advice and portfolio management to various clients, including individuals, pension plans, trusts, and corporations. The firm specializes in investment advisory services tailored to each client's needs, with a focus on long-term risk-adjusted returns. Roundview does not sell annuities, insurance, or other commissioned products, and does not accept commissions or finder's fees. The principal owners are Howard T. Alter, Stephen K. Shueh, and Andrew S. Lieu. Clients can engage Roundview for discretionary or non-discretionary investment advisory services, with fees based on a percentage of assets under management. The firm may recommend the services of other professionals for implementation purposes, but clients have the discretion to accept or reject these recommendations. Roundview manages approximately $1.88 billion in regulated assets for around 537 clients, with most assets managed on a discretionary basis. The firm's investment strategies include security analysis methods like fundamental and technical analysis, seeking superior risk-adjusted returns for clients. Roundview may use various investment vehicles, including equities, debt securities, mutual funds, and ETFs. Clients are encouraged to review financial planning issues annually, and account reviews are conducted regularly. Roundview also provides proxy voting services and participates in class action settlement recovery opportunities for clients. The firm's financial condition is sound, ensuring the ability to meet contractual commitments to clients.