Top financial advisors in Matthews, NC
We've curated a list of the best financial advisors in Matthews, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $337,119,292 Number of advisors 7 advisors | |||
| 2 | Assets under management $182,509,749 Number of advisors 4 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Matthews, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Sapere Wealth Management, LLC
Sapere Wealth Management LLC, established in 2002 by Scott Trease, offers specialized investment services to a select client base. The firm primarily manages portfolios on a discretionary basis, allocating assets among equities, mutual funds, and private investments. Clients may also engage Sapere for financial planning services, with fees ranging from $1,000 to $15,000. The firm charges a 1% annual management fee based on assets under management, prorated quarterly. Clients are required to maintain a minimum account size of $50,000, with a potential minimum quarterly fee of $250. Sapere does not participate in wrap fee programs and does not offer performance-based fees. The firm exercises investment discretion, allowing it to make decisions on behalf of clients without prior consent. Sapere's investment strategy focuses on fundamental, top-down global macroeconomic analysis, seeking above-average returns with minimal risk. The firm has faced disciplinary action in the past, resulting in a settlement agreement with the SEC. Sapere's code of ethics emphasizes fiduciary duty and client interests. The firm recommends utilizing Axos Clearing LLC for custody, brokerage, and clearing services, with fees based on account value. Sapere may receive economic benefits from non-clients and has disclosed potential conflicts of interest related to client referrals and participation in industry panels.
$337,119,292 under management
7 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Tassel Capital Management, Inc
Tassel Capital Management is a registered investment advisor founded in May 2002 by William Ertel, who serves as the President and Chief Compliance Officer. The firm offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, and retirement plans. As a fiduciary, Tassel Capital upholds a duty of loyalty, fairness, and good faith towards each client. The firm provides customized investment advisory solutions through continuous personal client contact and interaction, offering discretionary investment management and related advisory services. Tassel Capital primarily employs modern portfolio theory and fundamental analysis in developing investment strategies for clients. The firm's investment strategies are long-term focused, utilizing low-cost, diversified mutual funds, exchange-traded funds (ETFs), individual stocks, bonds, or options contracts to meet client goals. Tassel Capital may recommend redistributing investment allocations, increasing sector or asset class weightings, or employing cash positions as a hedge against market movement. The firm's fee structure for investment management services is based on a tiered schedule, with fees paid quarterly in advance based on the market value of assets under management. Tassel Capital does not charge performance-based fees and does not manage proprietary investment funds. The firm does not receive compensation
$182,509,749 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Matthews, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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