Top financial advisors in Wilmington, NC
We’ve curated a list of the best financial advisors in Wilmington, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$160,000,000
Number of advisors
8 advisors
| $160,000,000 | 8 advisors | |
| 2 |
Assets under management
$154,718,555
Number of advisors
3 advisors
| $154,718,555 | 3 advisors | |
| 3 |
Assets under management
$146,047,702
Number of advisors
3 advisors
| $146,047,702 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Wilmington, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Wilmington. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Omnistar Financial Group, Inc.
OmniStar Financial Group is a registered investment adviser based in Wilmington, North Carolina, providing investment advisory services since 2006. The firm offers personalized wealth management, financial planning, and pension consulting services. For wealth management clients, discretionary portfolio management services are tailored to meet individual needs and investment objectives. The firm charges an annual fee based on a percentage of assets under management, with rates ranging from 0.85% to 2.00%. Clients with account sizes greater than $250,000 may be eligible for additional strategies such as Momentum, Equity Income, Growth & Income, and Institutional Strategy. Financial planning services include comprehensive planning covering various elements of wealth management, with fees starting at $500 per specific area of interest. Pension consulting services are offered based on the needs of employee benefit plans, with fees negotiated on a case-by-case basis. The firm does not accept performance-based fees, and clients must have a minimum of $250,000 to become wealth management clients. OmniStar Financial Group does not have any reportable disciplinary information and does not receive compensation for client referrals. Clients' accounts are held with a qualified custodian, and the firm does not vote proxies on behalf of clients.
$160,000,000 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesCounterweight Private Wealth
Counterweight Private Wealth is a Registered Investment Adviser founded in 2023 by Nicholas J. Murphy. The firm specializes in asset management and financial planning, focusing on building and preserving wealth for clients. They offer active asset management and tailored asset management services, analyzing clients' financial circumstances, goals, and risk tolerance to create customized portfolios. Clients have the ability to impose restrictions on account management and can instruct not to purchase certain securities. The firm provides financial planning services covering various areas such as retirement planning, risk management, and estate planning. Investment strategies include fundamental analysis, Modern Portfolio Theory, and technical analysis. Counterweight PW does not charge performance-based fees and requires a minimum account opening balance of $500,000. The firm's fee structure is tiered based on assets under management, with fees ranging from 0.50% to 1.40%. They use Fidelity as the custodian and broker-dealer, offering various support services to benefit clients and the firm. The firm does not have custody of client assets and does not vote proxies on behalf of clients. Counterweight PW has no financial commitments that would impair its ability to meet client obligations.
$154,718,555 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesLumina Wealth Management, LLC
Lumina Wealth Management, LLC is an investment advisory firm based in Wilmington, North Carolina, established in 2017. The firm offers financial planning, portfolio management, general consulting, and outsourced Chief Investment Officer (CIO) services. Lumina is owned by Ashley Doyle and Meredith Koenig, who are the principal advisors. The firm manages assets on both a discretionary and non-discretionary basis, with a focus on developing a Financial Profile and Investment Plan tailored to each client's financial circumstances and goals. Clients may receive financial planning services, including advice on estate planning, risk management, retirement planning, and investment portfolio design. Lumina may utilize Separate Account Managers through a Third Party Wrap Program, such as the Managed Account Select and Access Program sponsored by Charles Schwab & Co, Inc. The firm also provides retirement plan advisory services, acting as a fiduciary under ERISA guidelines. Lumina charges financial planning fees ranging from $750 to $5,000 and portfolio management fees not exceeding 1.25% of assets under management, with a minimum portfolio value of $50,000. The firm operates under a Code of Ethics, ensuring client interests are prioritized, and does not engage in performance-based fees or side-by-side management. Lumina does not vote on client securities and primarily uses Schwab as a custodian for client accounts. The firm's advisors, Ashley Doyle and Meredith Koenig, conduct account reviews at least annually.
$146,047,702 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesSelection Of Other AdvisersOutsourced Cio Services
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Wilmington, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Wilmington. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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