Top 10 financial advisors in Charlotte, NC
We've curated a list of the best financial advisors in Charlotte, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $30,803,228,222 Number of advisors 60 advisors | |||
| 2 | Assets under management $10,095,700,130 Number of advisors 227 advisors | |||
| 3 | Assets under management $7,930,000,000 Number of advisors 26 advisors | |||
| 4 | Assets under management $2,798,665,776 Number of advisors 31 advisors | |||
| 5 | Assets under management $2,152,589,491 Number of advisors 13 advisors | |||
| 6 | Assets under management $1,229,679,593 Number of advisors 21 advisors | |||
| 7 | Assets under management $1,127,619,162 Number of advisors 12 advisors | |||
| 8 | Assets under management $731,838,685 Number of advisors 10 advisors | |||
| 9 | Assets under management $603,005,920 Number of advisors 7 advisors | |||
| 10 | Assets under management $594,694,724 Number of advisors 14 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Charlotte, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Alight Financial Advisors, LLC
Alight Financial Advisors, LLC, established on September 14, 2011, specializes in Workplace Retirement Solutions, offering advisory services to participants in employer-sponsored defined contribution plans. The firm manages approximately $30.4 billion in assets on a discretionary basis. Fees for services vary, with Online Platform Fees up to $10 per participant annually and Professional Management fees based on a percentage of managed assets (up to 0.60%). Alight Financial Advisors acts as a fiduciary under Prohibited Transaction Exemption 2020-02, ensuring advice is in clients' best interests. Clients have investment discretion options, including Retirement Evaluation, Online Advice, and Professional Management. The firm employs Financial Engines Advisors L.L.C. for sub-advisory services. Investment strategies focus on diversified portfolios and long-term investments. The firm's Code of Ethics emphasizes ethical conduct and client interests. Alight Financial Advisors does not charge performance-based fees and has no disciplinary history. The firm does not have custody of client accounts and does not vote proxies. For further details, clients can contact the firm directly.
$30,803,228,222 under management
60 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SET-UP FEES AND RELATED SERVICES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Educational Seminars/workshops
Independent Advisor Alliance, LLC
Independent Advisor Alliance, LLC is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $10,095,700,130 of assets under management and employs about 227 people. Independent Advisor Alliance, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$10,095,700,130 under management
227 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Wedge Capital Management Llp
WEDGE Capital Management L.L.P. is an independent investment advisory firm established in 1984 and based in Charlotte, NC. The firm offers value-oriented equity and fixed income strategies, including traditional and quantitative management of stocks across various market capitalization ranges, balanced account management, and fixed income management. WEDGE seeks to be engaged as a portfolio manager on a fully discretionary basis, utilizing proprietary model portfolios but also tailoring offerings to client-specified guidelines. The firm manages $7.93 billion of client assets on a fully discretionary basis as of June 30, 2023, with account minimums generally set at $10 million, but exceptions are granted in certain circumstances. WEDGE charges fees based on a percentage of assets under management, with fee schedules varying by product. The firm does not charge performance-based fees or participate in side-by-side management. WEDGE does not act as a fiduciary or make investment recommendations until an agreement is signed. The firm's investment strategies involve bottom-up security selection, quantitative management, and a focus on value investing principles. Clients primarily include institutional investors and high net worth individuals. WEDGE does not maintain custody of client funds and provides proxy voting services unless instructed otherwise. The firm votes proxies in the best economic interest of shareholders and has a Proxy Policy to guide voting practices. WEDGE has no disciplinary events and does not engage in other financial industry activities or affiliations that create conflicts of interest.
$7,930,000,000 under management
26 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Bragg Financial Advisors Inc
Bragg Financial Advisors Inc is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $2,798,665,776 of assets under management and employs about 31 people. Bragg Financial Advisors Inc uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$2,798,665,776 under management
31 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Colony Family Offices, LLC
Colony Family Offices, LLC is a registered investment adviser founded in May 2013 and based in Charlotte, North Carolina. The firm specializes in providing comprehensive wealth management services to ultra-high net worth families, focusing on financial planning, investment advisory, tax planning, education, philanthropy, operations, and risk management. Colony offers wealth management services on a discretionary and non-discretionary basis, tailoring its service offerings to meet the unique needs of each family. As of December 31, 2024, Colony managed $2.94 billion in assets on a discretionary basis and $63.51 million on a non-discretionary basis. The firm charges fees based on assets under management, with a tiered fee schedule ranging from 0.50% to 1.00% annually. Clients may also be charged a reporting fee on reported assets. Colony does not charge performance-based fees. The firm primarily serves high-net-worth individuals, families, trusts, estates, retirement accounts, corporations, business entities, and family foundations. Colony engages in thorough research, manager due diligence, and asset allocation research through Greycourt & Co., Inc. Investment strategies include long-term purchases, short-term purchases, margin transactions, and option writing. Colony has not been subject to any legal or disciplinary events. The firm receives economic benefits from custodians and may receive compensation from promoters for client referrals. Clients are encouraged to review statements from both Colony and custodians to ensure accuracy. Colony offers discretionary voting of client securities and has policies in place for proxy voting. The firm has no financial commitments impairing its ability to meet client commitments.
$2,152,589,491 under management
13 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
New Republic Partners
New Republic Partners is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $1,229,679,593 of assets under management and employs about 21 people. New Republic Partners uses a fee structure of a percentage of assets under your management, fixed fees and performance-based fees.
$1,229,679,593 under management
21 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Ally Invest Advisors
Ally Invest Advisors is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $1,127,619,162 of assets under management and employs about 12 people. Ally Invest Advisors uses a fee structure of and a percentage of assets under your management.
$1,127,619,162 under management
12 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Mbl Advisors
MBL Wealth, LLC, operating as MBL Advisors, is an SEC-registered investment adviser established in 2020, based in Charlotte, NC. The firm specializes in wealth management services, financial planning, and retirement plan consulting. Clients can engage on a non-discretionary or discretionary basis, allowing for customized portfolios tailored to individual financial goals and risk profiles. The firm's investment strategies include macro-economic analysis, fundamental analysis, and technical analysis to maximize returns and manage risk effectively. MBL Wealth charges fees based on a percentage of assets under management, with a tiered fee structure ranging from 0.25% to 0.90%. The firm does not engage in performance-based fees or side-by-side management. Clients include individuals, high net worth individuals, trusts, estates, charitable organizations, businesses, and retirement plans, with a minimum relationship opening balance of $5,000,000. MBL Wealth does not have any disciplinary information to report and does not receive compensation for client referrals. The firm maintains strict privacy policies to protect clients' personal information and follows a comprehensive Code of Ethics to ensure ethical conduct in all transactions. For any questions or concerns, clients can contact MBL Wealth directly.
$731,838,685 under management
10 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Kingfisher Capital, LLC
Kingfisher Capital, LLC is a registered investment adviser based in Charlotte, NC, with principals H.K. Hallett and Alex Miles. As of December 31, 2023, the firm managed $606,810,466 in discretionary assets for high net worth individuals, trusts, pension plans, and other entities. The firm offers three main services: KingfisherINVEST for asset management, KingfisherWEALTH for comprehensive wealth management, and KingfisherCONSULT for specialized consulting services. Clients can expect a holistic approach to financial planning, including investment management, tax strategies, estate planning, and business services. For asset management, Kingfisher offers various investment strategies, including equity, fixed income, and global asset allocation. The firm charges fees based on the value of assets under management, with separate account management fees ranging from 0.80% to 1.50% annually. Kingfisher does not charge performance-based fees and acts as a fiduciary for clients, ensuring their best interests are prioritized. The firm may also provide 401(k) plan services, financial planning, and insurance product recommendations. Kingfisher's investment approach involves a top-down and bottom-up analysis to identify opportunities and manage risks. Clients have investment discretion but can grant Kingfisher authority to manage their accounts. The firm discloses its brokerage practices, custody arrangements, and voting policies to ensure transparency and client protection. Kingfisher has no disciplinary actions to disclose and maintains financial stability to meet client obligations. For more information, clients can contact H.K. Hallett at [email protected].
$603,005,920 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Providence Capital Advisors, LLC
Providence Capital Advisors, LLC is a Registered Investment Adviser founded in 2015, offering investment management and financial planning services. The firm's Principals are Tom Searson, Brian Jones, and Stephen Ratcliffe. They cater to individuals, high net worth individuals, corporations, and small businesses, with a minimum account opening balance of $1,500,000 for financial planning and investment management services, and $500,000 for investment management only. Providence Capital Advisors provides discretionary and non-discretionary investment management services, focusing on individual securities tailored to each client's needs. The firm offers various portfolios, including Core Equity, Diversified Income, Covered Call, Fixed Income, and Exchange Traded Fund portfolios. They do not participate in wrap fee programs. The firm's investment strategies include long-term purchases, short-term purchases, trading, margin transactions, and option writing. Providence Capital Advisors manages approximately $916 million in assets, with fees based on a tiered percentage of assets under management. The firm does not charge performance-based fees and acts as a fiduciary, prioritizing clients' interests. Clients have the option to impose reasonable restrictions on their accounts, and the firm provides comprehensive financial planning services as part of its investment management offerings. The firm's investment analysis methods include fundamental, technical, and cyclical analysis, with a focus on risk management and client-specific goals. Clients receive quarterly reviews and statements, and the firm votes proxies on behalf of clients unless instructed otherwise. Providence Capital Advisors maintains high ethical standards, with no disciplinary information to disclose and no financial constraints that would impact client services.
$594,694,724 under management
14 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Charlotte, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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