Alight Financial Advisors, LLC, established on September 14, 2011, specializes in Workplace Retirement Solutions, offering advisory services to participants in employer-sponsored defined contribution plans. The firm manages approximately $30.4 billion in assets on a discretionary basis. Fees for services vary, with Online Platform Fees up to $10 per participant annually and Professional Management fees based on a percentage of managed assets (up to 0.60%). Alight Financial Advisors acts as a fiduciary under Prohibited Transaction Exemption 2020-02, ensuring advice is in clients' best interests. Clients have investment discretion options, including Retirement Evaluation, Online Advice, and Professional Management. The firm employs Financial Engines Advisors L.L.C. for sub-advisory services. Investment strategies focus on diversified portfolios and long-term investments. The firm's Code of Ethics emphasizes ethical conduct and client interests. Alight Financial Advisors does not charge performance-based fees and has no disciplinary history. The firm does not have custody of client accounts and does not vote proxies. For further details, clients can contact the firm directly.

Independent Advisor Alliance, LLC is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $10,095,700,130 of assets under management and employs about 227 people. Independent Advisor Alliance, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.

Ridgemont Partners Management, LLC is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $9,668,677,049 of assets under management and employs about 54 people. Ridgemont Partners Management, LLC uses a fee structure of a percentage of assets under your management, fixed fees and performance-based fees.

WEDGE Capital Management L.L.P. is an independent investment advisory firm established in 1984 and based in Charlotte, NC. The firm offers value-oriented equity and fixed income strategies, including traditional and quantitative management of stocks across various market capitalization ranges, balanced account management, and fixed income management. WEDGE seeks to be engaged as a portfolio manager on a fully discretionary basis, utilizing proprietary model portfolios but also tailoring offerings to client-specified guidelines. The firm manages $7.93 billion of client assets on a fully discretionary basis as of June 30, 2023, with account minimums generally set at $10 million, but exceptions are granted in certain circumstances. WEDGE charges fees based on a percentage of assets under management, with fee schedules varying by product. The firm does not charge performance-based fees or participate in side-by-side management. WEDGE does not act as a fiduciary or make investment recommendations until an agreement is signed. The firm's investment strategies involve bottom-up security selection, quantitative management, and a focus on value investing principles. Clients primarily include institutional investors and high net worth individuals. WEDGE does not maintain custody of client funds and provides proxy voting services unless instructed otherwise. The firm votes proxies in the best economic interest of shareholders and has a Proxy Policy to guide voting practices. WEDGE has no disciplinary events and does not engage in other financial industry activities or affiliations that create conflicts of interest.

Asana Partners, LP is a registered investment adviser based in Charlotte, NC, established in August 2016. The firm specializes in providing investment advisory services primarily through private real estate pooled investment vehicles. Asana Partners manages Value-Add Funds, Core Funds, and a Debt Investment Vehicle, investing in real estate assets in the United States. As of March 31, 2025, the firm's Regulatory Assets Under Management totaled $6,794,200,427 managed on a discretionary basis. Fees are typically a percentage of capital commitments or net asset value, payable quarterly. Asana Partners may earn performance-based fees and carried interest distributions based on investment returns. Clients must be accredited investors with varying minimum investment amounts. The firm employs a research-driven approach to neighborhood selection and values sustainability and ethical investing. Investment strategies focus on value-add and core real estate assets. Asana Partners has a comprehensive due diligence process to mitigate risks associated with investments. The firm does not have any disciplinary events to disclose and maintains a Code of Ethics to ensure ethical conduct. Asana Partners does not maintain physical custody of client assets but arranges independent audits as required. The firm exercises investment discretion for certain funds and does not engage in voting client securities. Client privacy is a top priority, and Asana Partners has policies in place to protect personal information.

Pamlico Capital is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $3,424,690,531 of assets under management and employs about 35 people. Pamlico Capital uses a fee structure of a percentage of assets under your management and performance-based fees.

Steele Creek Investment Management LLC is a registered investment adviser founded in 2013 and based in Charlotte, North Carolina. The firm specializes in providing investment advisory services to various funds, primarily investing in broadly syndicated loans. Steele Creek's parent company is Moelis Asset Management LP, indirectly owned by Kenneth Moelis. The firm manages approximately $2.4 billion in regulatory assets under management across eleven funds as of December 31, 2024. For clients interested in investing, the minimum initial amount required for the CLO Funds and the BSL Fund is $1,000,000, with the BDC requiring a minimum of $25,000. Steele Creek charges management fees, performance fees, and other fees as described in the Governing Agreements of the respective funds. The firm follows a Code of Ethics to ensure client interests are prioritized, and employees are monitored for compliance with personal securities transactions. Steele Creek's investment strategies focus on identifying, evaluating, and monitoring suitable investments for the funds, primarily in non-investment grade, high yield senior loans. The firm conducts due diligence processes and employs an Investment Committee to evaluate investments. The firm's brochure provides detailed information on various risks associated with its investment strategies, including limited liquidity, non-recourse investments, and operational risks. Steele Creek does not maintain custody of client funds or securities, and investment discretion is fully managed by the firm. The firm has policies and procedures in place for voting client securities, although this is generally not applicable due to the nature of the investments. Overall, Steele Creek Investment Management LLC aims to provide tailored investment services to its clients while adhering to regulatory requirements and maintaining transparency in its operations.

Bragg Financial Advisors Inc is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $2,798,665,776 of assets under management and employs about 31 people. Bragg Financial Advisors Inc uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.

Meridian Credit Management LLC, also known as Gulf Stream Asset Management, is an investment adviser registered with the SEC since 1940. The firm specializes in advising and managing Collateralized Loan Obligation (CLO) Funds and warehouse vehicles. Their investment strategy focuses on U.S. institutional leveraged loans, high yield debt, and other credit debt instruments. The firm aims to achieve preservation of principal and above-average returns through income and capital appreciation. As of December 31, 2022, Gulf Stream had $2.62 billion of assets under management on a discretionary basis. In terms of fees, Gulf Stream receives management fees and may also receive performance fees, which are negotiable and established at the beginning of the advisory relationship with each Fund. The firm may also receive incentive fees and collateral management fees under certain circumstances. Gulf Stream has a Code of Ethics in place to ensure compliance with regulations and ethical conduct. The firm exercises discretionary authority to manage investments on behalf of its clients and does not maintain custody of client assets. Gulf Stream does not compensate third parties for client referrals and does not engage in principal transactions. The firm reviews client accounts daily and provides periodic performance information to clients. Gulf Stream has proxy voting policies in place, although CLO Funds typically do not engage in proxy voting activities. The firm has no financial conditions that would impair its ability to meet contractual commitments.