Top financial advisors in Surprise, AZ
We’ve curated a list of the best financial advisors in Surprise, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$108,803,058
Number of advisors
3 advisors
| $108,803,058 | 3 advisors | |
| 2 |
Assets under management
$91,815,228
Number of advisors
4 advisors
| $91,815,228 | 4 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Surprise, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Surprise. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Dynamic Wealth Advisors
Dynamic Wealth Advisors, Inc. is a fee-based investment advisor specializing in dynamic investment management, founded in 2012 and operating as an investment advisor since 2013. The firm offers a holistic approach to investment management, focusing on risk management and strategy alignment with client goals. As fiduciaries, they prioritize client interests and offer services such as financial planning, investment advice, and asset management based on a percentage of assets under management. Clients have individual accounts held at independent custodians, ensuring segregation of assets. The firm employs a variety of investment strategies, including income-focused models, trend-following growth strategies, and opportunistic growth approaches. DWA manages $125,897,568 in discretionary assets as of March 31st, 2024. Fees for investment management services are calculated quarterly based on a percentage of assets under management, with a tiered fee structure. The firm does not charge performance-based fees and requires a minimum household account size of $250,000. DWA does not engage in securities sales for commissions in advisory accounts and exercises investment discretion on behalf of clients. The firm does not vote client proxies and does not provide financial information in the brochure due to specific criteria not being met.
$108,803,058 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesHillspring Financial, Inc.
Hillspring Financial, Inc. is a financial advisor firm established in 1983, with Kent G Forsey, CFP® as the principal owner. The firm specializes in providing personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. Hillspring Financial is a fee-based firm, where clients have the final decision on investment selection, and the firm does not act as a custodian of client assets. Investment advice is provided through consultations, and clients may receive financial planning services on matters not involving securities. The firm offers investment management services through various programs like the HFI PAM Program, AM Program, PFG Program, and ERISA Plan Services. Clients have the option to place reasonable restrictions on the types of investments in their portfolio. Hillspring Financial does not use a performance-based fee structure and charges fees based on assets under management. The firm's minimum household account size is $100,000, and clients have the option to direct brokerage outside the firm's recommendation. Hillspring Financial does not receive compensation from fund companies and does not participate in soft dollar arrangements. The firm does not vote client proxies and does not have custody of client assets. Clients receive quarterly account statements and have access to performance reports. Hillspring Financial maintains a Code of Ethics and has not been involved in legal or disciplinary events related to clients.
$91,815,228 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SOLICITOR FEES
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSelection Of Other Advisers
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Surprise, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Surprise. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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