Top financial advisors in Avondale, AZ
We’ve curated a list of the best financial advisors in Avondale, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$137,133,405
Number of advisors
4 advisors
| $137,133,405 | 4 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Avondale, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Avondale. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Saratoga Capital Management,llc
Saratoga Capital Management, LLC has been providing investment advisory services since 1994, primarily to the Saratoga Advantage Trust, a family of mutual funds with assets under management of $149,556,125 as of March 25, 2025. The firm manages seventeen Portfolios within the Trust, utilizing a due diligence process to select investment advisors based on quantitative and qualitative criteria. SCM charges management fees ranging from 0.475% to 1.25% for different Portfolios within the Trust. Additionally, SCM offers the SaratogaSHARP® asset allocation software and model portfolios to third-party investment platforms for an annual fee of 0.15%. The firm does not charge performance-based fees and provides discretionary management for the Trust's Portfolios. Account minimums within the Trust generally range from $2,500 to $10,000. SCM's investment strategies vary across the Portfolios, with detailed information available in the Trust's prospectuses. The firm does not have any disciplinary information and maintains a Code of Ethics to govern personal trading and client transactions. SCM's brokerage and trading practices focus on best execution, with soft dollar practices and trade allocation practices outlined. The firm's Proxy Voting Policy aims to maximize client value when voting on securities. The custody of Trust assets is with The Bank of New York Mellon. Jonathan William Ventimiglia serves as the firm's CCO, overseeing supervisory functions for all employees.
$137,133,405 under management
4 advisors
Fee structure
A percentage of assets under your management
LICENSING FEES
Services offered
Portfolio Management For Investment CompaniesSelection Of Other AdvisersAsset Allocation Services
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Avondale, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Avondale. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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