Elite Wealth Management, Inc. is a registered investment adviser based in Kirkland, WA, established in 2004. The firm offers investment advisory services to individuals, high net worth individuals, and other financial services firms. Elite consults with clients to determine risk tolerance, time horizon, and investment needs, developing personalized investment plans based on client goals and objectives. The firm manages various investment strategies, including Dynamic Option Overlay, Tactical Long/Short, Core Select, Core All Cap, and Global Strategy. Elite may recommend investments in private funds managed by its affiliate, Lattice Capital Management, LLC. Clients generally do not have a minimum account size requirement, but certain investment strategies may have specific minimums. The firm charges a standard investment management fee of 1.00% of assets under management, paid quarterly in advance. Elite primarily uses fundamental, technical, cyclical, and charting analysis methods in investment selection. The firm has discretion over client investments, with regular account reviews and client meetings encouraged. Elite does not act as a custodian for client accounts but recommends Charles Schwab or Interactive Brokers for custody. The firm does not have any legal or disciplinary events to disclose. Clients' personal information is protected through security measures and is shared for everyday business purposes, marketing, and with affiliates for business purposes. Clients can limit sharing for marketing purposes by contacting the firm. For more information, clients can visit the firm's website or contact Elite Wealth Management directly.

Lattice Capital Management, LLC is a registered investment advisor established in 2006 and located in Kirkland, WA. The firm specializes in providing investment advisory services to private investment funds, particularly the Lattice Funds, which are intended for sophisticated investors. The firm's investment strategies include the Dynamic Absolute Return Funds and the Dynamic Opportunity Fund, which aim to generate competitive risk-adjusted returns by utilizing various trading strategies. The minimum initial investment for clients is $1,000,000, and the firm does not participate in wrap fee programs. Lattice charges management fees ranging from 1.50% per year for the various funds, along with special profit allocation fees and performance fees. The firm has broad discretion in managing investments and employs various investment techniques, including options trading, managed futures, and long/short equity strategies. The firm's key personnel include Ali R. M. Dadgar, the Managing Member and Chief Compliance Officer, Kevin Lennil, a Portfolio Manager and Trader, and Robert Lybbert, an Investment Advisor. Lattice has a fiduciary duty to act in the best interests of its clients and has implemented a Code of Ethics to ensure high ethical standards are maintained. The firm does not engage in soft dollar arrangements and has not had any disciplinary events to disclose. For more information or to limit sharing of personal information, clients can contact Lattice at (425) 828-4300 or visit their website at www.latticecm.com.

Schmidt Financial Group, Inc. (SFGI) is a financial advisory firm established in 2002, with NFP Corp. as the principal owner. SFGI offers investment management services on a discretionary basis, managing household assets based on clients' goals and financial situations. Clients grant SFGI trading authority to select third-party managers and execute transactions. SFGI conducts due diligence on investment options and utilizes unaffiliated portfolio managers, mutual funds, and individual securities. The firm also provides sub-advisory services through agreements with independent investment advisers. SFGI manages $475,225,164 in client assets as of December 31, 2023. The firm offers financial planning and consulting services, including asset management, liability management, and relationship management. SFGI charges an advisory fee based on a tiered annual rate, with a minimum quarterly fee. Financial planning fees range from $500 to $20,000, with hourly fees at $500. SFGI does not charge performance-based fees and requires a minimum investment of $1,000,000. The firm's investment strategies include fundamental and technical analysis, recommending mutual funds, variable annuities, variable life insurance, public equity, corporate debt, municipal securities, and private securities. SFGI tailors portfolios based on client goals and risk tolerance, with a focus on regular client meetings and ongoing review of accounts. SFGI does not engage in frequent trading of securities and discloses material risks associated with certain investments. Clients are advised on the risk of loss and potential conflicts of interest.

Soundmark Wealth Management, LLC, established in 2008 by Bill Schultheis, is a registered investment advisor offering tailored investment supervisory services through written Investment Management Agreements. Services include asset management, financial planning, and advice on non-securities matters. Clients retain discretion over implementation decisions and may receive services such as retirement planning, trust and estate planning, and risk management. The firm manages approximately $411 million in client assets on a discretionary basis, charging fees based on a tiered structure. Fees are typically deducted quarterly from client accounts. Soundmark Wealth Management employs a buy-and-hold strategy, utilizing diversified, passively managed funds. The firm follows Modern Portfolio Theory for investment analysis and emphasizes risk management. Clients include individuals, trusts, pension plans, foundations, and endowments. The firm does not engage in directed brokerage and does not vote proxies for client securities. Soundmark Wealth Management maintains strict confidentiality and privacy policies, safeguarding client information and sharing only as necessary for service provision.

SPG Advisors LLC is a registered investment adviser founded in 2016 and registered with the SEC in 2020. The firm offers discretionary asset management services to clients, including financial consultation planning and investment advisory services. SPG Advisors charges fees based on a percentage of assets under management, with an annual rate of up to 1.50%. Clients must consent to direct debiting of their investment account for fee payment. The firm may also assess separate fees for advisory services related to DST investments, with potential conflicts of interest disclosed to clients. SPG Advisors requires a minimum balance of $500,000, which may be waived at the firm's discretion. The firm's investment strategies are tailored to individual client objectives and risk tolerance, with ongoing portfolio monitoring and adjustments. Clients have the option to engage in financial planning services on a standalone fee basis, with fees based on hourly rates or fixed fees depending on the complexity of the plan. SPG Advisors does not charge performance-based fees and does not vote proxies on client securities. Clients are encouraged to vote their proxies directly. The firm does not have custody of client funds but has authority to move money to third parties at client instruction. SPG Advisors does not require prepayment of management fees and has no adverse financial conditions likely to impair its commitments to clients.

Robinswood Financial LLC is a registered investment adviser based in Kirkland, Washington, established in February 2007. The firm offers fee-only investment management services tailored to clients' individual financial objectives and risk tolerance. Clients have the flexibility to place reasonable restrictions on their investments, with portfolios managed using institutional index and asset-class mutual funds. Robinswood primarily utilizes U.S. and international equity funds and fixed-income funds to achieve proper diversification. The firm's investment strategy focuses on superior portfolio construction, diversification, low costs, disciplined rebalancing, and protection of principal. Robinswood manages approximately $366,580,000 in client assets on a discretionary basis, with fees based on a percentage of assets under management. The annual management fee is 0.75% on the first $1 million, decreasing for higher asset values. The minimum managed household account is $250,000, with negotiable requirements. The firm does not accept performance-based fees or engage in side-by-side management. Clients are typically long-term focused individuals entrusting their portfolios to professionals, with a minimum account requirement of $250,000. Robinswood emphasizes a globally diversified investment strategy designed for long-term growth, with a focus on maximizing returns while minimizing risks tailored to individual client needs and risk tolerance.

Kaizen Financial Advisors, LLC is a wealth management firm founded in October 2010 by Laurie L. Klein, CFP®, ChFC®. The firm specializes in portfolio management, financial planning, tax planning, and personalized financial coaching services for high-net-worth individuals. Kaizen operates as a fee-based fiduciary investment advisor, acting in the best interests of its clients and not accepting brokerage commissions or other forms of compensation related to securities transactions. The firm offers a range of investment advisory services tailored to each client's financial circumstances, objectives, and needs. Services include individual retirement planning, tax planning, estate planning, employee benefits consulting, college savings planning, risk management, and business planning. Kaizen provides ongoing investment management services with discretionary authority to execute investment recommendations within client accounts. Kaizen typically manages client assets using model portfolios based on clients' risk tolerance and financial goals. The firm engages East Bay Investment Solutions for portfolio management support services. Clients are charged an annual asset-based fee, with rates ranging from 1.00% to 0.15% based on assets under management. The firm does not charge performance-based fees or engage in side-by-side management. Clients of Kaizen Financial Advisors have the flexibility to direct their investments, receive regular account reviews, and maintain custody of their assets with a qualified custodian. The firm does not receive compensation for client referrals and discloses no disciplinary information related to its advisors. Laurie L. Klein and Madison Williams, CRC®, are the key advisors at the firm, with Ms. Klein overseeing the supervision of Ms. Williams.

Prevail Wealth Management, LLC is an independent fee-only financial services firm established in 2012, headquartered in Kirkland, Washington. The firm specializes in providing ongoing personalized financial planning, wealth management, and investment advisory services primarily to individuals, high net worth individuals or families, trusts, foundations, endowments, non-profit organizations, and other business entities. As a fiduciary, Prevail acts in clients' best interests, offering services such as financial planning, investment advisory services, retirement plan advisory services, and managed variable annuities. The firm's investment strategies include asset diversification, asset allocation, and asset location strategies. Prevail manages client assets on a discretionary basis, with a total market value of regulated client assets under management reported as $214,644,813 as of March 25th, 2025. The firm's fee structure for investment advisory services generally ranges between 0.20% and 1.50%, with a minimum annual fee of $3,000. Prevail does not charge performance-based fees and does not have any reportable disciplinary events. The firm maintains an institutional relationship with Charles Schwab & Co., Inc. for custody and brokerage services, with services that benefit both clients and the firm. Prevail does not have custody of client assets but has discretion over investment decisions with client authorization. The firm also offers proxy voting services for client securities.