Castle Financial & Retirement Planning Associates Inc

Castle Financial & Retirement Planning Associates, Inc. is a fee-based investment advisory firm established in July 1992 by Al Procaccino II. The firm offers financial planning and consulting services, as well as discretionary and non-discretionary investment advisory services. Clients are required to enter into agreements outlining the services provided and fees charged. For financial planning and consulting services, fees range from $500 to $2,500 on a fixed fee basis or up to $150 on an hourly rate basis. Investment management fees range between 0.40% to 1.50% of assets under management, payable quarterly. Castle Financial primarily recommends allocating investment assets among various equity and fixed income securities, ETFs, and brokered CDs. The firm does not charge performance-based fees and does not have disciplinary information. Clients have investment discretion and may select their brokerage firm. Castle Financial does not vote client proxies and does not have custody over client assets. The firm does not engage in directed brokerage and does not vote client securities. Castle Financial does not have any financial conditions that would prevent it from meeting its commitments to clients.