Jeffrey Matthews Wealth Management, LLC

Jeffrey Matthews Wealth Management, LLC, led by Kevin M.J. O'Connor, a Registered Representative of The Jeffrey Matthews Financial Group, LLC, specializes in investing client assets in brokerage accounts. Mr. O'Connor, with $1.7 million in Assets Under Management, has extensive experience in the securities industry and holds various industry certifications. While Mr. O'Connor has a disciplinary history related to activities at a broker-dealer, it does not involve investment advisory activities. Clients may maintain their investment accounts at JMFG, which offers access to advisory products through RBC Capital Markets. Clients must choose between investment advisory or transactional brokerage accounts, each with varying fee structures. In advisory accounts, clients pay asset-based fees quarterly, while brokerage accounts incur commissions per transaction. Mr. O'Connor may earn service fees from mutual fund companies, including finder's fees and 12b-1 fees. Clients should consider potential conflicts of interest, such as liquidation fees on mutual fund investments. Mr. O'Connor does not receive additional compensation beyond disclosed fees. Supervised by Jeffrey Halpert, client accounts are reviewed semi-annually to ensure fiduciary obligations are met. Mr. O'Connor has a clean record regarding arbitration claims, civil proceedings, and bankruptcy petitions.