Abner Herrman & Brock, LLC

Abner, Herrman & Brock, LLC (AHB) is an investment advisor founded in 1981 and registered with the SEC. The firm offers investment management and advisory services on a discretionary and non-discretionary basis, tailored to each client's defined investment objectives. AHB serves individuals, high net worth individuals, trusts, estates, retirement accounts, and more. The firm's Investment Policy Committee guides investment decisions, focusing on client financial goals and risk tolerance. AHB provides separately managed accounts and wrap fee program services, with fees ranging from 0.25% to 1.40% annually, negotiable at the firm's discretion. The minimum account size is $500,000, with exceptions considered. AHB employs fundamental, technical, cyclical, and quantitative analysis in its investment strategies, emphasizing large-cap equities and investment-grade bonds. The firm's investment philosophy prioritizes capital preservation and achieving client objectives. AHB does not charge performance-based fees and does not have any disciplinary events. The firm does not have financial industry affiliations impacting its advisory business. AHB has a Code of Ethics, provides investment discretion, and does not vote client securities. Clients receive regular reports and have access to financial information upon request. AHB's financial condition is stable, with no impairments affecting client commitments.