The Nestegg Group, Inc.

The Nestegg Group, Inc., established in 2008, offers investment advisory services to individuals, pension and profit sharing plans, business entities, trusts, estates, and charitable organizations. The firm provides discretionary investment advisory services on a fee-only basis, with fees based on a percentage of assets under management: 1.00% for the first $1,000,000, 0.75% for the next $1,000,000, and 0.50% for amounts over $2,000,000. The firm may also offer limited consultation services on investment and non-investment matters upon client request. The firm does not participate in wrap fee programs and had $268,599,124 in assets under management as of December 31, 2024. The investment strategies include long-term and short-term purchases, with a focus on mutual fund and ETF analysis, qualitative analysis, and asset allocation. The firm does not accept performance-based fees and primarily allocates client assets among mutual funds and ETFs. The firm's brokerage practices involve recommending Charles Schwab as the broker-dealer/custodian, with consideration for best execution and research benefits. The firm's Chief Compliance Officer, Jeffery Laske, oversees compliance and is available for client inquiries. The firm does not have a history of disciplinary actions and maintains a Code of Ethics to prevent the misuse of material non-public information. Clients receive quarterly account statements and periodic performance reports. The firm also handles proxy voting for client securities unless directed otherwise by the client.