Forum Financial Management, Lp

Forum Financial Management, LP is a registered investment adviser founded in May 2002, based in Lombard, Illinois. The firm specializes in fee-based wealth management and financial planning services for individual and institutional clients. Additionally, Forum offers services to other independent advisory firms as a sub-advisor. The firm tailors its advisory services to individual client needs, offering portfolio management services on a discretionary basis. Forum manages client accounts using various model asset allocation portfolios, designed to meet specific investment goals. The firm primarily uses Dimensional Fund Advisors, LP (DFA) institutional mutual funds and ETFs for client portfolios. Forum also provides Qualified Plan Services, including selection of investment vehicles, monitoring of investment performance, employee communications, and managed portfolios for retirement plans. The firm does not accept performance-based fees or participate in side-by-side management. Clients must have a minimum of $25,000 under management for Portfolio Management Services. Forum does not vote proxies for client accounts and does not engage in principal transactions or agency cross transactions. The firm does not have any reportable disciplinary events and undergoes an annual audit by an independent accounting firm. Forum does not maintain physical custody of client funds and securities, which are held with qualified custodians. The firm does not charge a separate fee for Financial Planning Services when engaged for Portfolio Management Services. Forum does not accept referral fees that would increase client fees. The firm does not vote proxies for client securities and does not provide consulting assistance for legal proceedings involving client investments. Forum does not have any financial condition that would prevent meeting contractual commitments to clients.