Bautis Financial, LLC

Bautis Financial, LLC is a financial advisory firm established on January 5, 2009, with the principal owner being Marc Arthur Bautis. The firm offers investment supervisory services, financial planning, and limited investment advice in various securities such as mutual funds, equities, bonds, and ETFs. Clients are required to provide discretionary authority for securities selection and transactions. Financial planning services are offered at fixed annual fees ranging from $1,200 to $10,000 based on the complexity of the engagement. The firm does not participate in wrap fee programs and has assets under management totaling $156,774,640 as of December 2024. Investment supervisory fees are based on a percentage of total assets under management, with fees paid quarterly in arrears. Clients are responsible for third-party fees, and the firm does not accept compensation for the sale of securities to clients. Bautis Financial, LLC primarily utilizes Orion Risk Intelligence for analysis and employs various strategies such as charting analysis, fundamental analysis, technical analysis, and cyclical analysis. The firm does not accept performance-based fees and generally serves individuals and high-net-worth individuals with no minimum account requirement. The firm acts as a fiduciary and does not accept economic benefits for advice rendered to clients. Clients' accounts are reviewed annually by the managing member, Marc Arthur Bautis, and the firm does not take custody of client accounts.