Teplitz Financial Group LLC

Teplitz Financial Group LLC is a registered investment adviser firm established in New Jersey in 2002 and transitioned to a federally covered adviser in 2022. The firm offers investment advisory services to various clients, including individuals, pension plans, trusts, and corporations. Clients can engage TFG for discretionary investment advisory services on a fee-only basis, with fees ranging from 1.0% to 0.31% based on the market value of assets managed. Financial planning and consulting services are also available on a separate fee basis, ranging from $1,500 to $3,000 fixed fee or $150 to $250 hourly rate. TFG may engage sub-advisors like SEI, Schwab, and AssetMark for client accounts. The firm's investment strategies are rooted in Modern Portfolio Theory, focusing on diversified portfolios through mutual funds, ETFs, and individual securities. TFG does not accept performance-based fees and clients have discretion over their investments. The firm does not vote client proxies and does not solicit fees in advance exceeding $500 per client. TFG recently received a small business loan through the CARES Act to support its operations without impacting client relationships.