Locke Financial Services, Inc.

Locke Financial Services, Inc. is led by Denzil Alan Locke, who has been in the financial industry since 1993. He holds a Master of Business Administration from Clarkson University and a Bachelor of Science in Chemistry from Waterloo University. Locke Financial Services specializes in investment advisory services, with Mr. Locke serving as the President and Investment Adviser Representative since 2016. The firm's investment strategies are not explicitly outlined in the brochure. Clients considering Locke Financial Services should note that Mr. Locke has a disciplinary history involving a customer dispute and a regulatory issue with the Illinois Secretary of State Securities Department. Additionally, Mr. Locke offers tax preparation services, creating a potential conflict of interest, although clients are not obligated to use these services. Mr. Locke is also a licensed insurance agent but is not currently active in the insurance business. Regarding investment discretion, the brochure does not specify the level of control clients have over their investments. The firm's fee structure, minimum initial investment, or account size requirements are not provided in the brochure. It is important to note that Mr. Locke is the President of the firm and does not have a supervisor. For potential clients interested in Craig James Freund, an Investment Adviser Representative at Locke Financial Services, he holds a Bachelor of Science degree in Finance from the University of Iowa. Mr. Freund does not have any legal or disciplinary events to disclose and is supervised by Mr. Locke. The brochure does not detail the firm's investment strategies or specific terms such as fees, minimum investments, or fiduciary status.