Seix Clo Management LLC

Seix CLO Management LLC, established in July 2016, specializes in collateralized loan obligation (CLO) management, formed to comply with U.S. federal risk retention rules. As of December 31, 2024, the firm managed $406,140,034 in discretionary assets for two CLOs investing in loan and debt instruments. Seix CLO provides investment supervisory services to these offshore funds, focusing on maximizing returns while minimizing risks, particularly through avoiding defaults. The firm integrates environmental, social, and governance (ESG) factors into its research and decision-making processes. Seix CLO acts as a collateral manager for CLOs, accepting investment restrictions requested by the CLOs and providing discretionary investment management services. The firm's investment strategies aim to capture anomalies in the leveraged loan market to maximize returns per unit of risk and minimize default risk. Seix CLO prioritizes best execution for client transactions, considering factors like expertise, price, financial strength, and research services when selecting brokers and dealers. The firm aggregates transactions to facilitate best execution and allocates fairly among client accounts. Seix CLO does not have physical custody of client assets, and it accepts discretionary authority from CLOs to manage assets within outlined limitations and restrictions. In the event of proxy voting, Seix CLO accepts responsibility on behalf of the CLOs it manages. For more information on the firm's proxy voting policy, clients can contact the Chief Compliance Officer.