Uhlmann Investment Management, L.l.c.

Uhlmann Investment Management, L.L.C. is a registered investment advisor based in Chicago, IL. Larry Doody, a key professional at the firm, holds a BS in Finance from Arizona State University and has been with Uhlmann Investment Management since September 2013, serving as a Senior Vice President at Uhlmann Price Securities, LLC. Prior to this, he held positions at Kingsbury Capital, LLC, and Renovate America. Larry Doody has a clean disciplinary record and engages in outside business activities as a FINRA registered representative with Uhlmann Price Securities and as a licensed insurance producer with One Resource Group. He is also a licensed real estate agent with Madrake Real Estate. Mr. Doody is supervised by designated principals at Uhlmann Investment Management, who oversee compliance, client reports, trading activities, and personal securities transactions. Mr. Doody has not been involved in any arbitration claims or civil proceedings related to investment activities, fraud, theft, or unethical practices. He has not been the subject of a bankruptcy petition. For further details, individuals are encouraged to refer to the SEC's website.