Top financial advisors in Old Greenwich, CT
We’ve curated a list of the best financial advisors in Old Greenwich, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$1,053,632,000
Number of advisors
162 advisors
| $1,053,632,000 | 162 advisors | |
| 2 |
Assets under management
$267,678,421
Number of advisors
3 advisors
| $267,678,421 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Old Greenwich, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Old Greenwich. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Ellington Residential Mortgage Management LLC
Ellington Credit Company Management LLC, established in 2012, is an SEC-registered investment adviser specializing in managing pooled investment vehicles and institutional managed accounts. The firm primarily focuses on corporate collateralized loan obligations, mortgage-related securities, asset-backed securities, and equity securities. As of December 31, 2024, Ellington managed approximately $822,259,000 in Regulatory Assets Under Management for EARN, a registered investment company. Fees for EARN include a 1.50% Base Management Fee and a Performance Fee based on Pre-Performance Fee Net Investment Income. Ellington may receive soft dollar items from brokers providing research services. The firm exercises investment discretion over Client Accounts and has custody of client funds and securities, meeting Custody Rule requirements. Ellington may use third-party solicitors and placement agents for client referrals and may vote securities on behalf of certain accounts. The firm has a Code of Ethics governing personal trading and conflicts of interest, and policies to address trade errors and proxy voting. Ellington discloses potential conflicts related to brokerage practices, soft dollar arrangements, and other financial industry activities. The firm states that it is financially sound and capable of meeting its obligations to clients. For more detailed information, investors can refer to EARN's periodic reports filed with the SEC.
$1,053,632,000 under management
162 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Pooled Investment VehiclesCtf Capital Management Lp
CTF Capital Management, LP is a financial advisor firm established in August 2018, based in Old Greenwich, CT. The firm specializes in providing investment advisory services on a discretionary basis to various funds. The firm's investment strategy focuses on maximizing risk-adjusted returns by investing in a concentrated portfolio of public equities based on in-depth research and fundamental analysis. CTF does not tailor its services to individual investor needs and does not participate in wrap fee programs. The minimum initial investment in a Feeder Fund is typically $5 million, but this amount can be reduced at the firm's discretion. CTF charges a quarterly management fee ranging from 1.00% - 1.25% per annum of the net asset value of each series of shares or capital account of the Feeder Funds. Additionally, each Feeder Fund pays an annual performance-based allocation ranging from 12% to 17% of net capital appreciation. The firm may waive or reduce fees for certain investors, including employees, affiliates, and strategic investors. The firm's investment philosophy revolves around identifying mispriced securities with catalysts for change, focusing on risk management through portfolio construction and exposure limitations. CTF may use leverage and derivatives in its investment strategies, which involve various risks such as market risk, liquidity risk, and credit risk. CTF follows a Code of Ethics that prioritizes clients' interests, prohibits insider trading, and requires pre-clearance of certain personal securities transactions. The firm also engages in proxy voting on behalf of its clients, aiming to maximize investor value. CTF complies with the Custody Rule and has adopted proxy voting policies and procedures to ensure voting in clients' best interests. For additional information, investors can contact Frank Bosco, Chief Compliance Officer, at (203) 413-8793 or [email protected].
$267,678,421 under management
3 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Old Greenwich, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Old Greenwich. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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