Top 10 financial advisors in Stamford, CT
We've curated a list of the best financial advisors in Stamford, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $6,465,784,457 Number of advisors 80 advisors | |||
| 2 | Assets under management $920,375,769 Number of advisors 13 advisors | |||
| 3 | Assets under management $545,650,609 Number of advisors 22 advisors | |||
| 4 | Assets under management $241,294,728 Number of advisors 9 advisors | |||
| 5 | Assets under management $208,871,911 Number of advisors 3 advisors | |||
| 6 | Assets under management $162,930,115 Number of advisors 2 advisors | |||
| 7 | Assets under management $9,636,466 Number of advisors 6 advisors | |||
| 8 | Assets under management $7,500,000 Number of advisors 3 advisors | |||
| 9 | Assets under management $8,387,540,224 Number of advisors 20 advisors | |||
| 10 | Assets under management $4,704,299,027 Number of advisors 24 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Stamford, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
New Edge Wealth
New Edge Wealth is a financial advisory firm based in Stamford, Connecticut. It currently has approximately $6,465,784,457 of assets under management and employs about 80 people. New Edge Wealth uses a fee structure of a percentage of assets under your management, fixed fees and commissions.
$6,465,784,457 under management
80 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Commissions
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Eagle Ridge Investment Management LLC
Eagle Ridge Investment Management, LLC is a privately owned investment adviser founded in 2008 and registered with the SEC. The firm offers investment management services to individuals and institutional investors through separately managed accounts and Turnkey Asset Management Programs. They tailor their services to each client's situation, managing accounts with specific targets related to equity/fixed income balance or client-imposed restrictions. Investment strategies may include various securities such as stocks, bonds, options, and real estate investment trusts. As of December 31, 2023, Eagle Ridge managed over $1.2 billion in assets, including discretionary and advisory portfolios. The firm charges management fees based on a percentage of assets under management, with a tiered fee schedule. The standard fee schedule ranges from 1.0% to 0.4% per annum based on the asset value. Clients may pay fees in advance or have them debited from their accounts. Eagle Ridge's investment strategies focus on equity investments in large and mid-cap stocks, with additional offerings in small-cap, international, and Low Green House Gas equities. The firm's investment process involves fundamental analysis and maintaining diversified portfolios. They also offer fixed income investments primarily through Exchange Traded Funds, emphasizing credit and default risk management. The firm operates with a fiduciary duty, providing financial planning and estate planning advice. Eagle Ridge's partners oversee the advisory activities, ensuring investment decisions align with client objectives. Clients receive regular reports and have access to partners for discussions on investment objectives and performance. The firm's partners have diverse educational backgrounds and extensive experience in the financial industry.
$920,375,769 under management
13 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Commentaries, Blogposts
Sovereign Financial Group, Inc.
Sovereign Financial Group, Inc., operating under various names such as Massey Financial Services, Stone Arch Wealth Advisors, LLC, and Chedester Financial, is a registered investment advisor established in July 2003. The firm offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, businesses, retirement plans, and registered investment funds. As a fiduciary, Sovereign upholds a duty of loyalty, fairness, and good faith towards each client. The firm provides customized investment solutions through continuous client interaction, offering both discretionary and non-discretionary investment management services. Investment strategies primarily focus on long-term goals, utilizing diversified mutual funds, exchange-traded funds (ETFs), individual stocks, bonds, and options contracts. Sovereign may also recommend redistributing investments, diversifying portfolios, and employing cash positions as needed. The firm does not accept or maintain custody of client funds, except for limited purposes related to fee deductions. Sovereign does not charge performance-based fees and does not engage in soft dollar programs. Clients are encouraged to review brokerage statements provided by the custodian and compare them with reports from Sovereign to ensure accuracy. The firm's Privacy Policy ensures the protection and confidentiality of clients' personal information, with measures in place to safeguard data and prevent unauthorized access. Clients have the right to limit the sharing of their personal information and can request a copy of the Privacy Policy annually.
$545,650,609 under management
22 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Rpo LLC
Rpo LLC is a financial advisory firm based in Stamford, Connecticut. It currently has approximately $241,294,728 of assets under management and employs about 9 people. Rpo LLC uses a fee structure of a percentage of assets under your management and performance-based fees.
$241,294,728 under management
9 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Ridgeview Asset Management Partners, LLC
Ridgeview Asset Management Partners, LLC is a registered investment adviser with the SEC, established in November 2016. The firm specializes in offering customized discretionary investment advisory services to high net worth individuals, families, trusts, foundations, and endowments through separately managed accounts (SMAs). Ridgeview's investment strategy involves allocating assets to a broad range of global asset classes, including equities, bonds, commodities, and ETFs, based on each client's risk profile and financial situation. The firm manages $321,479,242 on a discretionary basis as of December 31, 2024, with a minimum SMA account size of $5 million and a minimum Fund investment of $500,000. Ridgeview charges asset-based management fees for Individual Clients, with fees negotiated based on certain criteria. The firm does not offer wrap fee programs and does not receive compensation for securities transactions. Ridgeview acts as a fiduciary, with a code of ethics in place to ensure client interests are prioritized. The firm does not vote proxies for Individual Clients but may do so for the Funds it manages. Ridgeview does not have custody of SMA securities but does for the Funds it manages. The firm has not been subject to bankruptcy and has no known financial impairments.
$208,871,911 under management
3 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Selection Of Other Advisers
Cruiser Capital Advisors, LLC
CRUISER CAPITAL ADVISORS, LLC, established in 2010, specializes in providing investment management services to pooled investment vehicles and separately managed accounts. The firm may also form Special Purpose Vehicles for specific investments. Cruiser offers discretionary investment advisory services to various funds, each with customized mandates and fee structures. The firm's investment strategy focuses on public securities, short selling, and special situations investing. Clients have the option to tailor advisory services to their needs, with Cruiser providing research and consulting services as well. The firm manages assets totaling $106,731,733 on a discretionary basis as of January 1, 2025. Fees include performance-based incentive allocations and management fees, with the possibility of fee waivers at the Advisor's discretion. Cruiser Capital acts as a fiduciary, providing investment discretion for clients' accounts. The firm's investment philosophy is based on fundamental research and analysis, with a focus on market opportunities and risk management. Clients have access to regular account statements and reports, and Cruiser maintains a Code of Ethics to ensure integrity and compliance with regulations. The firm discloses potential conflicts of interest related to personal trading, referral compensation, and proxy voting. Clients are encouraged to review the firm's policies and procedures for a comprehensive understanding of its operations.
$162,930,115 under management
2 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Hq Investments LLC
HQ Investments LLC is a financial advisor firm established in 2021, based in Stamford, CT. The firm specializes in providing ongoing advisory services to clients on a discretionary or non-discretionary basis, focusing on diversifying client assets through various investment opportunities. HQ manages assets on a discretionary basis, tailoring investment strategies to meet each client's financial goals, risk tolerance, and liquidity needs. The firm offers asset management and investment advisory services to private funds, including HQ Ecosystem I LP, HQ Cash Management Fund LP, HQ Access Fund, LLC, and HQ Private Offering I LP. HQ's investment strategies include investing in public securities, blockchain ecosystems, venture industry, and the Digital Currency Group platform. The firm may charge management fees and incentive allocations based on the capital gains or appreciation of investments. HQ does not directly participate in wrap fee programs and managed $9,636,466 on a discretionary basis as of April 2022. The firm follows a Code of Ethics, maintains custody of client assets, provides discretionary investment services, and votes on client securities in the best interests of clients. HQ has not been involved in any legal or disciplinary events in the past 10 years.
$9,636,466 under management
6 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Breacher Capital Advisors, LLC
Breacher Capital Advisors, LLC is a Limited Liability Company established in February 2020 by Joseph P Conte and Arthur J Holly. The firm specializes in Portfolio Management Services and manages private funds such as BREACHER ABSOLUTE RETURN STRATEGY, L.P. and BREACHER ENHANCED RETURN STRATEGY, LP. Additionally, they serve as a subadviser to the CATALYST SYSTEMATIC ALPHA FUND. Breacher Capital Advisors, LLC acts as a fiduciary, making investment decisions in the best interest of clients and avoiding practices that could systematically advantage or disadvantage client portfolios. The firm primarily focuses on equities, equity index futures, ADRs, ETFs, and private placements for investment advice. Clients have no control over specific investments due to the firm's discretionary investment services. The fee structure includes management fees and performance fees based on capital appreciation. Clients should be aware of the risks involved in the firm's investment strategies, such as long/short equity, short sales, margin transactions, and options trading. Breacher Capital Advisors, LLC does not participate in wrap fee programs and has assets under management of $7,500,000 as of December 2021. The firm does not receive compensation for the sale of securities and has no disciplinary actions or bankruptcy petitions in the past ten years. Clients receive regular account reviews and proxy voting services from the firm.
$7,500,000 under management
3 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Olympus Advisors, LLC
Olympus Advisors, LLC is a financial advisory firm based in Stamford, Connecticut. It currently has approximately $8,387,540,224 of assets under management and employs about 20 people. Olympus Advisors, LLC uses a fee structure of a percentage of assets under your management and performance-based fees.
$8,387,540,224 under management
20 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Arbour Lane Capital Management Lp
Arbour Lane Capital Management LP is a financial advisor firm based in Stamford, Connecticut, established on January 1, 2018. The firm specializes in providing investment advice to private investment funds, high net-worth individuals, pooled investment vehicles, and other qualified purchasers. They manage approximately $7.4 billion on a discretionary basis and $72.4 million on a non-discretionary basis as of December 31, 2024. The firm charges a management fee payable quarterly in advance and may receive a carried interest allocation based on clients' profits. Arbour Lane does not participate in wrap fee programs and does not receive compensation other than the management fee and carried interest. The firm's investment strategy involves utilizing fundamental research analysis to identify and capitalize on investment opportunities, primarily focusing on equities, distressed securities, defaulted securities, loans, and special situations investments. Arbour Lane has policies in place to address conflicts of interest, including the allocation of investment opportunities among clients. The firm exercises investment discretion for the private investment funds it manages. Clients receive regular reports on their accounts and the firm has a Code of Ethics to ensure high ethical standards. Arbour Lane does not have custody of client assets and does not receive economic benefits from non-clients for providing services to clients. The firm has policies in place for voting client securities and managing conflicts of interest.
$4,704,299,027 under management
24 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For A Managed Account
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Stamford, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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