Top 10 financial advisors in Darien, CT
We've curated a list of the best financial advisors in Darien, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $3,268,894,087 Number of advisors 57 advisors | |||
| 2 | Assets under management $714,800,000 Number of advisors 6 advisors | |||
| 3 | Assets under management $614,449,081 Number of advisors 6 advisors | |||
| 4 | Assets under management $477,195,576 Number of advisors 4 advisors | |||
| 5 | Assets under management $344,762,000 Number of advisors 5 advisors | |||
| 6 | Assets under management $195,532,668 Number of advisors 6 advisors | |||
| 7 | Assets under management $85,709,446 Number of advisors 3 advisors | |||
| 8 | Assets under management $3,495,504 Number of advisors 4 advisors | |||
| 9 | Assets under management $1,458,804,511 Number of advisors 14 advisors | |||
| 10 | Assets under management $537,737,000 Number of advisors 4 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Darien, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Sprott Asset Management Usa Inc.
Sprott Asset Management Usa Inc. is a financial advisory firm based in Darien, Connecticut. It currently has approximately $3,268,894,087 of assets under management and employs about 57 people. Sprott Asset Management Usa Inc. uses a fee structure of a percentage of assets under your management and performance-based fees.
$3,268,894,087 under management
57 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Bourgeon Capital Management LLC
Bourgeon Capital Management, LLC, established in 1999 and based in Darien, Connecticut, is a registered investment advisor specializing in providing investment advisory services to managed accounts owned by individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm, led by principal owner John A. Zaro, III, offers tailored relationships by understanding clients' needs and financial profiles to structure portfolios accordingly. Bourgeon also provides financial-planning services, including budgeting, retirement planning, estate planning, and charitable giving goal setting. The firm manages approximately $917.6 million in client assets, with a minimum initial portfolio value requirement of $1 million for managed accounts. Fees are based on a tiered structure, with discretionary accounts charged between 0.5% and 1.0% per year based on the account value. Bourgeon primarily utilizes fundamental analysis for investment decisions and aims for broad issuer diversification to manage risk. The firm has a written code of ethics, participates in proxy voting, and has a trade error policy in place. Clients receive regular reports and account reviews, with Mr. Zaro overseeing the supervision of Bourgeon personnel. For more information, contact John A. Zaro, III at (203) 280-1170 or [email protected].
$714,800,000 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Private Capital Advisors, Inc.
Private Capital Advisors, Inc. is an SEC-registered investment adviser specializing in individual portfolio management for institutional and high net worth clients. Established in 1997, the firm offers tailored investment advice and management services on a discretionary or non-discretionary basis. Clients can impose reasonable restrictions on investments, and the firm may provide sub-advisory services as well. PCA's investment strategies include long-term purchases, short-term purchases, trading, margin transactions, and option writing. The firm manages assets totaling $1,011,632,197 as of December 31, 2024. Fees are based on a percentage of assets under management, ranging from 0.75% to 1.25%, with fixed fees for bond portfolios. PCA may charge performance-based fees in some cases. The firm does not accept compensation for client referrals and has policies in place to manage conflicts of interest. PCA has custody of client accounts and exercises investment discretion within established guidelines. The firm has adopted Proxy Voting Policies and Procedures to vote proxies in the best interest of clients. There are no financial conditions impairing PCA's ability to meet contractual commitments. For further details, clients can contact PCA at (347) 960-4520 or [email protected].
$614,449,081 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Talson Capital Management L.p.
Talson Capital Management LP is an investment advisor based in Darien, Connecticut, established in February 2009 and registered with the SEC since January 2013. The firm offers discretionary investment advice to pooled investment vehicles, individuals with separately managed accounts, and insurance-dedicated investment funds. As of December 31, 2024, the firm had approximately $865 million in discretionary client assets. Talson Capital charges investment management fees based on assets under management and may also receive performance-based compensation. The firm's investment strategies include arbitrage transactions, buy and hold, equity, fundamental value, global macro, growth, hedging, leverage, option trading, relative value, short selling, and short-term market timing. Clients are subject to various risks associated with these strategies, such as arbitrage transaction risks, commodities risks, distressed situation risks, interest rate risks, and issuer-specific changes. Talson Capital provides investment advisory services on a discretionary basis and has the authority to vote proxies on behalf of clients. The firm has no disciplinary information and maintains a Code of Ethics to prioritize clients' interests. Talson Capital does not have custody of client funds but may be deemed to have constructive custody.
$477,195,576 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Selection Of Other Advisers
Morse Asset Management, Inc.
Morse Asset Management, Inc. is an SEC registered investment advisory firm based in Darien, CT, specializing in Balanced Management and Equity management strategies. The firm offers fee-based investment advisory services to individuals and institutions, tailored to each client's objectives and guidelines. The minimum initial investment for a separate account is $1,000,000, although this requirement may be waived at the firm's discretion. Fees are charged based on a percentage of assets under management, with a tiered fee structure: 1.25% per annum on the first $10 million, 1.00% per annum on the next $10 million to $20 million, and 0.75% per annum on amounts over $20 million. Clients have the option to negotiate fee arrangements, and fees are typically deducted directly from the client's custodial account. Morse Asset Management does not engage in performance-based fees and provides investment discretion to make decisions on buying and selling securities, determining transaction amounts, selecting brokers, and setting commission rates. The firm's investment approach focuses on achieving above benchmark returns through a combination of fixed income and equity securities, tailored to each client's specific needs and objectives. The firm's principals include Robert Bradley Morse, Ian Andrew McLaughlin, and Jian Wang, who bring a wealth of experience in the financial industry to their roles. Morse Asset Management operates with a fiduciary duty to act in the best interests of its clients and maintains a Code of Ethics to ensure client interests are prioritized. Clients receive regular account reviews and reports, and the firm does not have custody of client assets.
$344,762,000 under management
5 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Fairfield, Bush & Co.
Fairfield, Bush & Co. is a registered investment adviser based in Darien, CT, providing services since 1973. The firm offers discretionary and non-discretionary portfolio management services, tailoring investment portfolios to clients' risk tolerance and objectives. Clients can grant discretionary authority for account management. The firm follows a fiduciary standard, acting in clients' best interests. Fees are structured based on asset value, with a minimum annual fee of $5,000 for accounts below $500,000. Investment strategies include long-term and short-term purchases, margin transactions, and option writing. The firm primarily uses fundamental analysis and may engage in technical analysis. Fairfield, Bush & Co. does not charge performance-based fees and serves high-net-worth individuals, corporations, and other entities, typically requiring a minimum account size of $500,000. The firm has no reportable disciplinary history and does not engage in soft dollar practices. Clients receive quarterly reports and have access to proxy voting information. The firm has policies in place to ensure proxy votes are in clients' best interests. Fairfield, Bush & Co. does not require prepayment of fees or hold custody of client assets, maintaining financial stability to meet commitments. For more information, clients can contact the firm directly at (203) 777-5900.
$195,532,668 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Oakridge Management Group LLC
OakRidge Management Group LLC is a financial advisory firm established on September 24, 2019, and based in Darien, CT. The firm specializes in providing comprehensive multi-family office services to high-net-worth individuals and family offices. Their services include discretionary and non-discretionary investment management, financial planning, trusts and estates planning, philanthropic planning, and more. OakRidge also engages in sourcing, due diligence, and execution of investments in privately offered securities for clients through pooled investment vehicles managed by its affiliate, Oakridge Alternatives. The firm charges an annual fixed fee negotiated with each client, typically starting at $250,000, based on services provided and portfolio complexity. They may also charge performance-based fees for qualified clients. OakRidge exercises investment discretion for client accounts and provides family office services and private investment services. The firm prioritizes asset allocation in investment strategies, aiming to align portfolios with clients' goals and risk tolerance. OakRidge does not have custody of client assets but arranges for examinations and audits where deemed necessary. The firm does not vote proxies for clients but may do so for pooled investment vehicles. OakRidge maintains a code of ethics and compliance policies to ensure fair and ethical practices. No disciplinary information is reported, and the firm anticipates no financial impairments affecting client commitments.
$85,709,446 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Selection Of Other Advisers
Veridien Global Investors LLC
Veridien Global Investors LLC, based in Darien, CT, is a registered investment adviser offering discretionary portfolio management services. The firm, established in April 2023, is owned by Ariane Mahler, Robert Walker, NBCP, LLC, and Active Management LLC. Veridien provides tailored investment advice based on clients' needs and objectives, with a focus on discretionary authority to manage accounts. The firm offers portfolio management services with fees ranging from 1.00% to 0.65% of assets under management, billed quarterly. Clients may invest in exchange-traded equity securities and ADRs, with a focus on ESG investing and climate change mitigation. Veridien manages discretionary assets of approximately $23.2 million as of December 31, 2023. The firm does not accept performance-based fees or engage in side-by-side management. For Separately Managed Accounts (SMAs), a minimum of $50 million is generally required, with the possibility of waiving this minimum based on client potential. Veridien utilizes fundamental and technical analysis, long-term and short-term investment strategies, and frequent trading as part of its investment approach. The firm discloses risks associated with investments, including climate change considerations, models and data risk, and liquidity risk. Veridien does not have any disciplinary information or financial industry affiliations beyond its investment advisory services.
$3,495,504 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Carronade Capital Management, Lp
Carronade Capital Management, Lp is a financial advisory firm based in Darien, Connecticut. It currently has approximately $1,458,804,511 of assets under management and employs about 14 people. Carronade Capital Management, Lp uses a fee structure of a percentage of assets under your management and performance-based fees.
$1,458,804,511 under management
14 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Solas Capital Management, LLC
Solas Capital Management, LLC, established in 2004, is a registered investment adviser specializing in providing investment advisory services to private investment funds and pooled investment vehicles. The firm's investment strategy focuses on fundamental value in equity and equity-related securities, aiming for absolute returns and capital preservation. Solas manages discretionary Regulatory Assets Under Management of approximately $599,371,000 as of December 31, 2024. The firm charges a 1.5% annual management fee and earns a 20% performance allocation for the private investment funds it manages. Clients typically have a minimum initial investment of $500,000 for the funds, which may be waived at the firm's discretion. Solas does not compensate third parties for client referrals and has not been involved in any legal or disciplinary events. The firm exercises investment discretion over client assets and has implemented Proxy Voting Policies and Procedures to address conflicts of interest. Solas provides detailed financial information and disclosures to ensure transparency and compliance with regulatory requirements.
$537,737,000 under management
4 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Darien, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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