Top financial advisors in New Canaan, CT
We’ve curated a list of the best financial advisors in New Canaan, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$2,470,541,928
Number of advisors
16 advisors
| $2,470,541,928 | 16 advisors | |
| 2 |
Assets under management
$983,269,246
Number of advisors
5 advisors
| $983,269,246 | 5 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in New Canaan, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case New Canaan. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC is an investment adviser based in New Canaan, CT, established in May 2004. The firm specializes in providing investment advice and management to privately placed investment funds, including limited partnerships and non-U.S. companies. Nantahala focuses on a long-term fundamental value investing methodology with a primary focus on small to mid-sized U.S. companies, aiming to achieve strong and consistent risk-adjusted returns. The firm's investment strategies include investments in equity, fixed-income, and equity-derivative securities, with a focus on value-oriented securities selection and disciplined risk management. Nantahala has assets under management (AUM) of approximately $997,871,159 as of December 31, 2024, excluding committed but uncalled capital. The firm charges management fees ranging between 1.0% and 2.0% annually, along with performance allocations of 20%. Nantahala does not participate in wrap-fee programs and may receive third-party fees for various services. The firm acts as a fiduciary, providing investment discretion to select securities and instruments without consultation with clients, tailored to achieve their investment objectives. Nantahala conducts periodic reviews of client accounts and exercises voting authority over client securities proxies in the best interests of clients. The firm has adopted a Code of Ethics and proxy voting policies to ensure compliance and transparency in its operations. Nantahala does not have any reportable disciplinary events and maintains custody of client assets with a qualified custodian.
$2,470,541,928 under management
16 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment VehiclesJ.h. Whitney Capital Partners, LLC
J.H. Whitney Capital Partners, LLC, established in 2004, specializes in providing investment advisory and management services to private investment limited partnerships known as the Whitney Funds. These funds focus on private equity investments and are managed on a discretionary basis. The firm, owned by Paul R. Vigano and Robert M. Williams, Jr., had approximately $671,913,000 of client assets under management as of December 31, 2024. Clients are typically charged management fees based on their committed capital or assets under management, with fees payable quarterly in advance. Additionally, a portion of the net investment profit is subject to allocation as a "carried interest." The firm's investment strategy involves making small and middle-market buyouts and recapitalizations of growth-oriented companies in the U.S. or with significant U.S. operations. Risks associated with investing in the Whitney Funds include the nature of investments, use of leverage, illiquidity, and adverse market conditions. Whitney Capital Partners has a Code of Ethics and Proxy Voting Policy in place to ensure compliance and best practices. Clients' assets are held by qualified custodians, and the firm has investment discretion over client accounts. The firm votes proxies in the best economic interests of the Whitney Funds.
$983,269,246 under management
5 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in New Canaan, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case New Canaan. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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