Rossmore Private Capital, LLC is an SEC-registered investment adviser established in 2017. The firm specializes in providing investment advisory services to high net worth individuals, trusts, private foundations, and pension/profit-sharing plans. Services include asset management, family office services, and advice on various securities and alternative assets. As of February 20, 2025, Rossmore had $1,315,900,298 in assets under management. The firm charges annual management fees ranging from 0.05% to 2.00% of assets under management, with fees negotiable and calculated in advance. Clients must have a minimum account size of $2,000,000, which may be waived at Rossmore's discretion. Investment strategies focus on customized asset allocation, manager/fund selection, and long-term portfolio diversification. Rossmore does not charge performance-based fees and acts with investment discretion, limited by client agreements. The firm's investment philosophy includes risk management and seeking best execution for client transactions. Rossmore has a code of ethics, reviews client accounts regularly, and votes proxies in clients' best interests. The firm does not compensate for client referrals and does not have custody over all client accounts. Clients receive periodic account statements from their custodian. Rossmore does not require prepayment exceeding $1,200 and has no financial conditions impairing its ability to meet commitments.

USI Advisors, Inc. is a registered investment adviser that has been in business since 1994. The firm specializes in providing investment advisory services primarily to employer-sponsored retirement plans, corporate pension and profit-sharing plans, endowments, charitable organizations, trust programs, corporations, municipalities, and various institutional investors. USI Advisors offers both discretionary and non-discretionary services, with discretionary assets under management totaling $591,644,444 and non-discretionary assets under management totaling $31,484,434,596 as of December 31, 2022. The firm is a wholly-owned subsidiary of USIC Investment Group, Inc., which is controlled by USIR Management LLC, owned by certain executive officers of USI, Inc. USI Advisors' investment strategies include passive, active, and liability-driven approaches, with a focus on client-specific objectives and constraints. The firm's fee structure is subject to negotiation, with advisory fees billed in advance or arrears based on the client's account equity. USI Advisors does not charge performance-based fees and does not vote proxies on behalf of clients. The firm has no disciplinary information and does not have custody of client assets. Clients have the option to compensate USI Advisors via a "hard-dollar" fee or through indirect payment via certain investment/insurance products. USI Advisors has a Code of Ethics in place to ensure high standards of business conduct and fiduciary duty to clients.

Hooker & Holcombe Investment Advisors, Inc. is a financial advisory firm based in Glastonbury, Connecticut. It currently has approximately $241,938,847 of assets under management and employs about 7 people. Hooker & Holcombe Investment Advisors, Inc. uses a fee structure of a percentage of assets under your management and fixed fees.