Dream Capital Advisors, LLC was established in 2006 by Robert J. Cook and offers personalized fee-based investment management services to individuals, trusts, estates, charitable organizations, and small businesses. The firm manages accounts on a discretionary or non-discretionary basis, tailoring investment decisions to each client's objectives, financial condition, risk profile, and preferences. Dream Capital's investment strategies focus on growth and quality of earnings, with portfolios typically including cash, stocks, bonds, mutual funds, and ETFs. The firm emphasizes a tax-aware approach but does not provide tax management services. Clients must have a minimum initial investment of $10,000,000 per household, with fees based on a percentage of assets under management at 1.25%. Dream Capital does not engage in performance-based fees to avoid conflicts of interest. The firm does not have any disciplinary events to disclose and provides continuous monitoring of client accounts, periodic reviews, and detailed reporting. Dream Capital does not hold custody of client funds and maintains strict information security and privacy policies to protect client data.

Hedeker Wealth LLC is a Registered Investment Adviser based in Lincolnshire, Illinois, providing investment advisory services since 2002. The firm offers discretionary and non-discretionary portfolio management services tailored to meet clients' needs and investment objectives. Clients may grant discretionary authority for account management, allowing the firm to make investment decisions without prior approval. Hedeker Wealth LLC may provide financial planning services incidental to portfolio management, with a focus on setting appropriate goals and customizing investment strategies. The firm may recommend alternative investments, such as oil and gas drilling funds, for tax planning purposes to accredited investors. Tax projections are run for clients, and strategies may include investments in oil and gas drilling funds to reduce taxable income. The firm charges an annualized fee based on a percentage of assets under management, with fees billed quarterly. Assets under management as of December 31, 2024, were $470,091,063 on a discretionary basis. Hedeker Wealth LLC does not accept performance-based fees, and clients have the option to invest in various securities based on their financial situation and risk tolerance. Clients are provided with account statements from the custodian, Charles Schwab & Co., Inc., at least quarterly. The firm does not have any disciplinary information or financial impairments that would affect its ability to meet contractual commitments. Hedeker Wealth LLC prioritizes client privacy and maintains strict policies to safeguard personal information. In the event of a trade error, the firm's policy is to restore the account to its correct position. The firm does not determine class action lawsuit eligibility for clients' securities or initiate litigation on their behalf. For any inquiries, clients can contact the Chief Compliance Officer, Dean Hedeker.