Top financial advisors in Rockford, IL
We’ve curated a list of the best financial advisors in Rockford, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$114,397,219
Number of advisors
3 advisors
| $114,397,219 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Rockford, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Rockford. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Focus Financial Advisors
Focus Financial Advisors, operating as Focus Wealth Planning, Inc., is a registered investment adviser based in Rockford, IL. Established in August 2018, the firm specializes in providing personalized investment management, advice, and financial planning services to individuals, trusts, estates, and small businesses. The principal owner is the Revocable Declaration of Trust for Jon L. Aldrich. Focus Financial Advisors strictly operates as a fee-only firm, not accepting commissions or finder's fees. They manage approximately $161 million in assets for 172 clients, offering financial planning services covering areas such as retirement planning, tax planning, estate planning, and more. For investment advisory services, a minimum of $500,000 in investable assets is required, although this may be waived. The firm's fees are based on a percentage of assets under management, with financial planning fees ranging from $3,500 to $10,000 or higher. Focus Financial Advisors also provides detailed information on their methods of analysis, investment strategies, risk of loss, and their fiduciary responsibilities under ERISA regulations. Clients have the option for discretionary or non-discretionary trading authority, and the firm does not charge performance-based fees. Jon L. Aldrich, the President, holds the CFP® and CPA designations and has no reportable disciplinary history. The firm's brochure supplement provides additional details on Jon L. Aldrich's educational background, business experience, and disciplinary information. For more information, clients can contact Jon L. Aldrich directly at 815-633-8844.
$114,397,219 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesSelection Of Other Advisers
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Rockford, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Rockford. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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