Top financial advisors in Warrenville, IL
We've curated a list of the best financial advisors in Warrenville, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $223,943,705 Number of advisors 4 advisors | |||
| 2 | Assets under management $1,042,668,842 Number of advisors 24 advisors | |||
| 3 | Assets under management $387,592,764 Number of advisors 6 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Warrenville, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Huntington Management, LLC
Huntington Management, LLC, established in 2007, is an Illinois-based investment adviser specializing in discretionary investment services for separately managed accounts. The firm, owned by Samuel H. Ellis, Jr., Damon C. McLaughlin, and James R. Ellis, follows a value-driven investment philosophy focusing on long positions in publicly traded equity securities in U.S. and non-U.S. markets. Additionally, Huntington may invest in other securities like options, swaps, fixed income instruments, and employ hedging strategies. The firm customizes investment portfolios based on client risk tolerance and objectives, with $244,636,056 in assets under management as of December 29, 2023. Huntington charges a management fee of 1.0% per annum based on net assets, with negotiable fees for separately managed accounts. Clients are responsible for additional fees like brokerage, custodial, and transaction costs. The firm does not charge performance-based fees and serves individuals, institutions, trusts, and charitable organizations. While there is no set minimum account size, Huntington generally does not accept less than $25,000,000, with investment strategies driven by a value-oriented approach focusing on businesses selling at discounts to intrinsic value. Clients grant investment discretion to Huntington, which also has authority to vote proxies on their behalf. The firm emphasizes transparency, compliance with regulatory requirements, and a fiduciary duty to act in the best interests of clients.
$223,943,705 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Efficient Capital Management LLC
Efficient Capital Management LLC is a financial advisory firm based in Warrenville, Illinois. It currently has approximately $1,042,668,842 of assets under management and employs about 24 people. Efficient Capital Management LLC uses a fee structure of a percentage of assets under your management, performance-based fees and advisory fees shared with certain advisors..
$1,042,668,842 under management
24 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
ADVISORY FEES SHARED WITH CERTAIN ADVISORS.
Services offered
Portfolio Management For Pooled Investment Vehicles
Tall Tree Investment Management, LLC
Tall Tree Investment Management, LLC, established in 2005, specializes in managing collateralized loan obligations for three issuers. The firm focuses on secured lending and high yield securities, including senior loans, structured finance, real estate, and distressed debt. With approximately $235 million in discretionary assets under management, the firm provides investment advice tailored to the issuers' objectives, strategies, and guidelines. Clients investing in the issuers typically range from $100,000 to $1,000,000, with exceptions as outlined in offering circulars. The fee structure includes Collateral Management Fees based on the principal amount of the collateral portfolio, with incentives subject to specific returns and hurdle rates. The firm may receive performance-based fees tied to cash flow generated from underlying assets. Investment strategies involve various credit products, sourced from primary and secondary markets, with a focus on risk assessment and monitoring. The firm's Code of Ethics emphasizes fair treatment, avoidance of conflicts of interest, and disclosure of material facts. The firm exercises investment discretion within the constraints of the issuers' agreements, ensuring compliance with restrictions on collateral transactions. The firm's brokerage practices prioritize best execution, considering factors like prompt execution, financial stability of brokers, and research services. Soft dollar benefits may influence broker selection, with adherence to the "28(e) safe harbor." The firm has custody arrangements with U.S. Bank, and clients receive account statements for review. The firm acts as a fiduciary, voting client securities in their best interest and maintaining transparency in its operations.
$387,592,764 under management
6 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Warrenville, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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