Griffin Asset Management, LLC

Griffin Asset Management is an independent investment management firm established on January 1st, 2006, resulting from a merger between Hovey, Youngman Associates, Inc. and Griffin Asset Management, LLC. The firm specializes in managing traditional and alternative investment strategies for individuals and institutions, offering services such as Low Volatility Dividend Growth, Dividend Growth, Covered Call, Enhanced Equity Income, European Dividend Growth, Growth at a Reasonable Price, Growth, Balanced, and Fixed Income strategies. Griffin manages discretionary and non-discretionary investment supervisory services, tailoring portfolios to meet specific client objectives. The firm's fee structure for discretionary accounts is tiered based on assets under management, with negotiable fees for non-discretionary accounts. Clients may pay fees quarterly in advance or arrears, with the option to receive refunds if the advisory contract is terminated. Griffin does not provide custodial or brokerage services but recommends qualified custodians or brokers. The firm acts as a fiduciary, placing clients' interests above its own, and has no material disciplinary events. Griffin provides wealth management solutions for individuals, families, trusts, and institutions, with varying minimum account sizes based on the relationship and investment strategy. The firm's investment strategies focus on capital appreciation, income generation, and risk management, utilizing a combination of core and alternative strategies. Clients have the option to grant Griffin investment discretion, with the firm having discretionary authority over client assets. Griffin Asset Management also engages in client referrals with specific compensation agreements in place.