Top financial advisors in Pensacola Beach, FL
We’ve curated a list of the best financial advisors in Pensacola Beach, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$131,075,893
Number of advisors
2 advisors
| $131,075,893 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Pensacola Beach, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Pensacola Beach. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Dick Rivera & Associates
Dick Rivera & Associates, founded in 1994, is a registered investment adviser specializing in portfolio management, financial planning, and consulting services. They offer discretionary and non-discretionary portfolio management services, with a minimum managed account size of $1,000,000. The firm charges an annualized fee based on a tiered structure, starting at 1.25% for the first $2,000,000 of assets under management. Fees are billed quarterly and deducted directly from client accounts. Clients have the option to receive financial planning services, which include comprehensive written reports addressing various financial aspects. Investment strategies include equity and fixed income securities, mutual funds, and more. Dick Rivera & Associates act as a fiduciary, providing services in the best interests of their clients. The firm's Chief Compliance Officer monitors trading activities, ensuring alignment with client objectives. The firm does not charge performance-based fees or provide side-by-side management services. Clients' funds and securities are held with a qualified custodian, and the firm does not take physical possession of any assets. The firm's investment strategies involve charting, fundamental, and technical security analysis methods to manage investment risks effectively. Clients are encouraged to notify the firm of any changes in their financial situation or investment objectives. For further details, clients can access additional information on the SEC's website or through FINRA's BrokerCheck system.
$131,075,893 under management
2 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small Businesses12b-1
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Pensacola Beach, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Pensacola Beach. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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