Top financial advisors in Smithtown, NY
We’ve curated a list of the best financial advisors in Smithtown, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$109,153,463
Number of advisors
3 advisors
| $109,153,463 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Smithtown, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Smithtown. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Draper Asset Management, LLC
Draper Asset Management, LLC is a registered investment adviser established in October 2008, offering investment management services and consulting functions. Operating as Union Partners Advisors, LLC, the firm specializes in advising individuals in the public sector with retirement accounts like 403(b) and 457 plans. With $195,555,296 in assets under management as of January 2025, all managed on a discretionary basis, the firm tailors its services to individual client needs. Draper Asset Management provides consulting services covering tax and estate planning, alongside investment management services that include individual securities, mutual funds, and ETFs. Clients may engage the firm for asset allocation recommendations and fund menu selection, with fees ranging from 15 to 125 basis points annually. The firm may charge performance-based fees for qualified clients, with a base fee of 1% and a performance fee of 10%. Draper Asset Management exercises investment discretion over client accounts, with a focus on capital preservation, current income generation, and capital appreciation. Clients receive regular account reviews and reports, and the firm does not vote client securities. Draper Asset Management does not have any required disclosures related to disciplinary events or financial impairments. For more information, visit www.adviserinfo.sec.gov.
$109,153,463 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesSelection Of Other AdvisersInvestment Consulting
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Smithtown, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Smithtown. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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