Top financial advisors in Plainview, NY
We’ve curated a list of the best financial advisors in Plainview, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$355,474,012
Number of advisors
7 advisors
| $355,474,012 | 7 advisors | |
| 2 |
Assets under management
$214,420,651
Number of advisors
3 advisors
| $214,420,651 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Plainview, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Plainview. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Rockline Wealth Management LLC
Rockline Wealth Management LLC is a financial advisory firm based in Islip Terrace, NY, established in 2018. The firm specializes in providing investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, pension and profit sharing plans, and various business entities. Rockline Wealth Management LLC acts as a fiduciary, committed to always acting in the best interest of clients. The firm offers services such as Comprehensive Portfolio Management and Retirement Plan Consulting, tailored to meet clients' financial goals and risk tolerance. For Comprehensive Portfolio Management, clients receive asset management, financial planning, and consulting services. The firm conducts client meetings to understand financial situations, goals, and risk tolerance, and presents an investment approach consisting of various securities. Portfolios are continuously monitored and rebalanced based on individual needs. Retirement Plan Consulting services assist employer plan sponsors in establishing, monitoring, and reviewing participant-directed retirement plans. Rockline Wealth Management LLC charges a maximum annual fee of 1.50% for Comprehensive Portfolio Management services, billed quarterly in advance. Retirement Plan Consulting fees are based on a flat fee or a percentage of plan assets under management. The firm does not charge performance-based fees and does not have specific account size requirements. Clients have the option to grant investment discretion to the firm, allowing it to execute securities transactions on their behalf. The firm does not accept proxy authority to vote client securities. Rockline Wealth Management LLC does not have custody of client funds or securities and has no financial condition that impairs its ability to meet obligations to clients.
$355,474,012 under management
7 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesAccountants Proprietary Financial Servicenet, Inc.
Accountants Proprietary Financial ServiceNet, Inc. is a financial advisor firm located at 45 Executive Drive, Suite 301, Plainview, NY 11803, with a contact number of (212) 319-1489. The firm's President and Advisor, Daniel R. Bystrom, has been with APFS since January 2018, bringing 25 years of experience as an equity derivatives trader and volatility portfolio manager. Bruce H. Shapiro, the Senior Investment Specialist / Chief Compliance Officer, joined APFS in September 2011 after years in an employee benefit consulting firm. Meghan J. Heyen, an Investment Associate, joined APFS in May 2023 following a 23-year career in the retail mortgage industry. The firm's employees do not have any disciplinary information to report. Mr. Bystrom, Mr. Shapiro, and Ms. Heyen are supervised by Mr. Bystrom, who is also the President of the firm. The firm's compliance policies and procedures, including its code of ethics, apply to all employees. Clients can contact Bruce Shapiro for the main brochure or any questions. The firm's investment activities are overseen by Mr. Bystrom, who ensures compliance with the firm's policies.
$214,420,651 under management
3 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSelection Of Other Advisers
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Plainview, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Plainview. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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