Top financial advisors in Yorktown Heights, NY
We've curated a list of the best financial advisors in Yorktown Heights, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $247,287,657 Number of advisors 5 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Yorktown Heights, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC is a Registered Investment Adviser based in Yorktown Heights, New York, providing investment advisory services since 2008. The firm is organized as a limited liability company under the laws of the State of New York. Joseph P. Lucia serves as the Managing Principal and Chief Compliance Officer. The firm specializes in wealth management services, incorporating financial planning, investment portfolio management, insurance planning, and estate planning. They offer discretionary portfolio management services tailored to meet clients' needs and investment objectives. The firm charges an annual fee based on a percentage of assets under management, with fees billed quarterly in arrears. Financial planning and consulting services are also offered for fixed fees, negotiable based on complexity and scope. Joseph P. Lucia & Associates does not participate in wrap fee programs and may recommend third-party money managers to clients. The firm's investment strategies include fundamental analysis, charting and technical analysis, cyclical analysis, long-term and short-term purchases, options writing, margin transactions, and more. Clients have the option to grant discretionary authority over their accounts, allowing the firm to make investment decisions without prior approval. The firm does not vote proxies on behalf of clients and does not determine class action lawsuit eligibility for clients. Joseph P. Lucia & Associates prioritizes client privacy and maintains strict confidentiality of nonpublic personal information. Clients receive a copy of the firm's privacy notice annually.
$247,287,657 under management
5 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Yorktown Heights, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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