Top financial advisors in Yorktown Heights, NY
We’ve curated a list of the best financial advisors in Yorktown Heights, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$247,287,657
Number of advisors
5 advisors
| $247,287,657 | 5 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Yorktown Heights, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Yorktown Heights. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC is a Registered Investment Adviser based in Yorktown Heights, New York, providing investment advisory services since 2008. The firm is organized as a limited liability company under the laws of the State of New York. Joseph P. Lucia serves as the Managing Principal and Chief Compliance Officer. The firm specializes in wealth management services, incorporating financial planning, investment portfolio management, insurance planning, and estate planning. They offer discretionary portfolio management services tailored to meet clients' needs and investment objectives. The firm charges an annual fee based on a percentage of assets under management, with fees billed quarterly in arrears. Financial planning and consulting services are also offered for fixed fees, negotiable based on complexity and scope. Joseph P. Lucia & Associates does not participate in wrap fee programs and may recommend third-party money managers to clients. The firm's investment strategies include fundamental analysis, charting and technical analysis, cyclical analysis, long-term and short-term purchases, options writing, margin transactions, and more. Clients have the option to grant discretionary authority over their accounts, allowing the firm to make investment decisions without prior approval. The firm does not vote proxies on behalf of clients and does not determine class action lawsuit eligibility for clients. Joseph P. Lucia & Associates prioritizes client privacy and maintains strict confidentiality of nonpublic personal information. Clients receive a copy of the firm's privacy notice annually.
$247,287,657 under management
5 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Yorktown Heights, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Yorktown Heights. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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