Top financial advisors in Latham, NY
We’ve curated a list of the best financial advisors in Latham, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$617,682,436
Number of advisors
6 advisors
| $617,682,436 | 6 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Latham, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Latham. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Direct Advisors, LLC
Direct Advisors, LLC is a registered investment adviser specializing in providing consulting and investment advisory services to pension and profit-sharing plans. Established in 2006, the firm is owned by Jeffrey Bennett and Thomas Santa Barbara. They offer non-discretionary investment consulting and plan management services, including comprehensive plan management, development of Investment Policy Statements, investment recommendations, performance monitoring, fiduciary governance, participant education, and investment advisory services. The firm charges fees based on assets under advisement, with fees ranging from 0.05% to 1.0% of assets advised on. There is no minimum initial investment required, and fees are negotiated with clients. Direct Advisors, LLC does not charge performance-based fees and does not have custody of client funds or securities. The firm may accept discretionary authority to manage securities accounts within the constraints outlined in the Investment Policy Statement. Clients retain responsibility for voting proxies on securities in their portfolios. The firm has no disciplinary information and has no financial commitments impairing its ability to meet client obligations.
$617,682,436 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
BASE FEE OR MINIMUM FEE
Services offered
Pension Consulting Services
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Latham, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Latham. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Your first meeting is free.