Top financial advisors in Rockville Centre, NY

We’ve curated a list of the best financial advisors in Rockville Centre, take a look at it below.

# Company Assets under management Number of advisors
1
Assets under management
$100,778,000
Number of advisors
6 advisors
$100,778,000 6 advisors
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We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

Methodology

To generate our top financial advisors list in Rockville Centre, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Rockville Centre. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
  • Tr Capital Management, LLC

    TR Capital Management, LLC is a private advisory firm established in September 2009, specializing in investment management services for private pooled investment vehicles and managed accounts. The firm focuses on investments primarily in claims against bankrupt companies, known as "trade claims," with the aim of buying discounted trade claims for profit post-bankruptcy. TR Capital Management has full discretionary authority over investment decisions and provides services in accordance with specific investment objectives and guidelines outlined in offering documents. The firm is a wholly owned subsidiary of TR Holdings LP, with Terrel Ross as the majority interest holder. TR Capital Management manages various private investment funds, including TRC Optimum Fund LLC, TR Capital LLC, and others, along with separately managed advisory accounts. The minimum initial capital contribution for investors in the Funds is generally $500,000. Management fees for the Funds range from 1.0% to 2.0% per annum, with performance allocations between 15% and 20%. The firm does not participate in wrap fee programs and had approximately $149,576,000 in regulatory assets under management as of December 31, 2024. TR Capital Management conducts monthly reviews of client accounts and provides quarterly performance reports to clients and investors. The firm has adopted a Code of Ethics to ensure compliance with ethical standards and has policies in place to address potential conflicts of interest. Additionally, the firm has detailed risk factors associated with its investment strategies, including risks related to distressed investments, market conditions, and cybersecurity.

    $100,778,000 under management

    6 advisors

    Fee structure

    A percentage of assets under your management

    Performance-based fees

    Services offered

    Portfolio Management For Individuals And/or Small Businesses
    Portfolio Management For Pooled Investment Vehicles

Commitment

We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

Methodology

To generate our top financial advisors list in Rockville Centre, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Rockville Centre. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.

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