Top financial advisors in Utica, NY
We’ve curated a list of the best financial advisors in Utica, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$306,252,909
Number of advisors
17 advisors
| $306,252,909 | 17 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Utica, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Utica. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Adirondack Financial Services Corp
Adirondack Financial Services, Corp, established in 2000, is a privately owned corporation providing Investment Advisory Services, portfolio management, financial planning, pension consulting, 401k investment advice, and Trust management. The firm has discretionary and non-discretionary accounts, tailoring advice to individual clients' needs. With $367,569,493 in discretionary accounts and $44,338,645 in non-discretionary accounts as of 12/31/2024, the firm offers a fee-based structure with a fiduciary standard, charging 1% for the first $1,000,000 in assets managed, 0.85% for the next $2,000,000, and 0.65% for assets exceeding $3,000,000. Clients may choose between discretionary and non-discretionary accounts, with fees payable monthly. AFS does not engage in performance-based fees and serves Retail Clients, Individuals, Companies, Trusts, Non-Profit entities, and Company Defined Benefit Plans without minimum account requirements. The firm employs a defined investment research process for security selection, emphasizing asset allocation across multiple classes. AFS does not recommend frequent trading or specific security types with limited liquidity. The firm's employees adhere to a strong Code of Ethics, placing client interests first and acting with integrity. Adirondack Financial Services does not receive compensation from sources other than clients, does not custody assets, and provides investment discretion based on individual client agreements. The firm votes proxies for clients in their best economic interest and maintains financial stability to meet contractual commitments.
$306,252,909 under management
17 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting Services
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Utica, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Utica. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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