Fusion Family Wealth, LLC is a registered investment adviser established on July 25, 2013, offering investment advisory and retirement plan consulting services to individuals, high net worth individuals, trusts, estates, and retirement plans. Clients can engage Fusion for discretionary or non-discretionary services, with fees based on a percentage of assets under management. The firm provides tailored investment advisory services, financial planning, and consulting services. Fusion may recommend other professionals for implementation purposes but does not provide legal, accounting, or insurance services directly. For ERISA plans and 401(k) individual engagements, Fusion offers discretionary investment advisory services, participant-directed retirement plans, and recommendations for client retirement plan assets. The firm does not participate in wrap fee programs and does not accept performance-based fees. Fusion's investment strategies include long-term and short-term purchases, margin transactions, and allocation among mutual funds, ETFs, and independent managers. The firm discloses potential risks associated with different types of investments and strategies. Fusion may receive support services from custodians without additional cost to clients. The firm recommends Fidelity and Pershing as custodians but allows clients to choose their own. Fusion does not generally accept directed brokerage arrangements. Clients are encouraged to review financial planning issues annually and are provided with regular account statements and reports. Fusion does not vote client proxies but may introduce a third-party service provider for class action monitoring and recovery services. The firm does not solicit fees in advance exceeding $1,200 per client. Fusion states it has no financial conditions impairing its ability to meet commitments and has not been subject to a bankruptcy petition. Clients can contact Fusion's Chief Compliance Officer for any questions or clarifications.

Spielberger & Brooks, Inc. is an independent advisory firm established under its current name since January 1, 2020, with roots dating back to 1998. The firm specializes in providing Investment Advisory Services, including Financial Planning, to high net worth individuals with a minimum of $250,000 in assets. Their investment approach involves managing portfolios tailored to individual client needs, focusing on historical risk-adjusted performance of Exchange Traded Funds (ETFs) and no-load mutual funds. Additionally, they offer services in Insurance, Retirement Planning, Income Tax Planning, Estate Planning, and Educational Planning. The firm charges fees based on a percentage of assets under management, with a tiered fee structure ranging from 1.00% to 0.20% based on asset levels. Clients have the option for discretionary or non-discretionary accounts. Spielberger & Brooks also engages in Performance-Based Fees, with a maximum fee of 20% of annual profits. The firm serves High Net Worth Individuals, Pension and Profit-Sharing Plans, Trusts and Estates, and Corporations. Their investment strategies include long-term and short-term purchases, option writing, trading, short sales, and margin transactions. The firm's methods of analysis include Charting, Fundamental Analysis, and Technical Analysis to minimize risk and maximize potential gains for clients. The firm does not have any disciplinary violations and maintains a Code of Ethics to ensure fair treatment of clients. Clients' accounts are reviewed quarterly, and the firm does not hold custody over most client assets, utilizing Charles Schwab & Co. and other custodians. Clients are encouraged to review account statements regularly.

Conscious Capital Wealth Management, LLC, established in July 2013 in Connecticut, offers financial planning services known as Living Plans. Clients have the option to act on recommendations provided by Conscious Capital, with a focus on aligning investments with personal values. The firm also provides portfolio management services through model portfolios managed by third-party advisers or directly by Conscious Capital. Clients can request an advanced Living Plan for complex needs. The firm charges fixed fees ranging from $650 to $5,000 for Living Plans and asset-based fees for portfolio management, with a blended annual fee schedule based on total assets under management. Conscious Capital acts as a fiduciary for retirement accounts, ensuring clients receive prudent and loyal advice. The firm does not offer wrap fee programs and manages approximately $116,649,124 in discretionary assets. Clients have the option to connect accounts to a third-party platform for participant account management with discretion. Conscious Capital does not accept proxy voting authority for client securities and does not require prepayment of fees exceeding $1,200. The firm has not been subject to bankruptcy proceedings in the past ten years. For more information, clients can contact Conscious Capital directly.