Top financial advisors in Scarsdale, NY
We’ve curated a list of the best financial advisors in Scarsdale, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$7,116,381,207
Number of advisors
9 advisors
| $7,116,381,207 | 9 advisors | |
| 2 |
Assets under management
$103,309,176
Number of advisors
5 advisors
| $103,309,176 | 5 advisors | |
| 3 |
Assets under management
$83,711,000
Number of advisors
3 advisors
| $83,711,000 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Scarsdale, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Scarsdale. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Prima Capital Advisors
Prima Capital Advisors LLC is an independent investment advisor established in 2002 and registered with the SEC since January 2003. The firm specializes in providing investment advice on real estate debt investments, including commercial and multi-family mortgages, CMBS, and bonds issued by REITs. Prima manages approximately $9.5 billion of clients' assets, with fees ranging from 0.10% to 0.45% of AUM annually. Clients can pay fees directly or have them deducted from their accounts. Prima may invest client funds in short-term securities and charges lower fees for cash investments. The firm follows a fundamental approach to investment analysis, integrating ESG considerations. Prima discloses potential risks associated with investing in real estate debt, including risks related to property values, economic conditions, tenant performance, and interest rates. Prima operates under a Code of Ethics and provides ongoing account monitoring and quarterly performance reports to clients. The firm does not receive compensation from non-clients for advisory services and complies with custody rules. Prima offers both discretionary and non-discretionary investment services, with clients maintaining responsibility for voting on securities. Clients can request Prima's policy on proxy voting and tender offers. Prima does not solicit prepayment of fees and has no financial commitments that could impact client obligations.
$7,116,381,207 under management
9 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
MORTGAGE LOAN ORIGINATION FEES
Services offered
Portfolio Management For Individuals And/or Small BusinessesPortfolio Management For Pooled Investment VehiclesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Nardis Advisors LLC
Nardis Advisors LLC is an independent registered investment adviser founded in August 2009 and owned by Norman H. Chait, CFA. The firm offers tailored investment advisory services, focusing on discretionary or non-discretionary management of investment portfolios based on client objectives. Nardis specializes in creating personalized investment solutions, considering individual needs, goals, and risk tolerance. The firm may also provide consulting services, charging fees based on hourly rates or fixed fees. Nardis primarily allocates client assets among exchange-traded funds and individual securities. The firm does not sell insurance or annuities and may recommend private placement securities to accredited investors. Nardis advises on equities, fixed income, and alternative investments, with a fundamental analysis approach. The firm charges an annual fee based on a percentage of assets under management, varying with the account size. Nardis reviews client accounts regularly, with most held at Pershing LLC. The firm exercises investment discretion in managing client portfolios, ensuring alignment with stated objectives. Nardis does not charge performance-based fees and does not have the authority to vote client securities. The firm has no financial commitments impairing its ability to meet client obligations. Clients are encouraged to discuss any changes in their financial situation or investment objectives with Nardis.
$103,309,176 under management
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SELECTION FEE FOR OUTSIDE MANAGERS
Services offered
Portfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSelection Of Other AdvisersConsultingDunham Lane Capital Partners LLC
Dunham Lane Capital Partners LLC is an investment adviser firm based in Scarsdale, NY, established in 2016. The firm specializes in providing discretionary asset management services through separately managed accounts. The firm's investment strategy focuses on fundamental analysis to identify undervalued securities for long-term capital appreciation. DLCP manages approximately $106,831,000 in assets as of December 31, 2024. For new accounts, DLCP's compensation includes a management fee ranging from no fee to 2.0% annually and a performance fee of 15.0% to 25.0% of gains. The firm generally requires a minimum account size of $250,000, which may be adjusted at its discretion. DLCP does not participate in wrap fee programs and does not receive compensation other than advisory fees. The firm exercises full investment discretion for client accounts and reviews account activity monthly. Clients receive quarterly reports from the custodian detailing account performance. DLCP does not disclose client information except as required by law and does not independently verify information provided by clients or third parties.
$83,711,000 under management
3 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Scarsdale, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Scarsdale. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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